Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search
Headline Stories of the Week

FST case summary involving D Risk Insurance Consultants ...

11 Jan 2019 Financial Service Intelligence Watch

By Shamaa Sheik The following two appeals were heard in the Financial Sector Conduct Tribunal in Pretoria: First Appellant: D Risk Insurance Consultants CC (‘D Risk’) Second Appellant: Deeb Ramond Risk (Ramond) Respondent: Janet Ann Bujok (‘Bujok’); AND First Appellant: ...

Read More ...

It’s a new year!

10 Jan 2019 Financial Service Intelligence Watch

By Lee Rossini After the 2018 end of year busy-ness followed by a well-deserved break, it is time to gear up and start planning for the New Year. Now is the time to set your business up for success in ...

Read More ...

The UK's FCA and Brexit

09 Jan 2019 Financial Service Intelligence Watch

This week the UK's Financial Conduct Authority (FCA) published two further consultations to prepare for the UK’s exit from the EU. It has published proposals to introduce the financial services contracts regime (FSCR) as well as proposed fees for regulating ...

Read More ...

Services under Supervision: Exemption Conditions Quick Tip (8 ...

08 Jan 2019 Financial Service Intelligence Watch

Dr. Des Leatt The long awaited Exemption of Services under Supervision has finally arrived! In a nutshell, Services under Supervision are now fully aligned with the competency requirements of the new Fit and Proper Requirements for Financials Services Providers, published ...

Read More ...
Latest Compliance News

FST case summary involving D Risk Insurance Consultants CC

By Shamaa Sheik

The following two appeals were heard in the Financial Sector Conduct Tribunal in Pretoria and judgments were given on 19 December 2018:

  • D Risk Insurance Consultants CC and another v Janet Ann Bujok
  • D Risk Consultants CC and another v Lionel Walter Odacre and another

Fast facts ...

Read More

It’s a new year!

By Lee Rossini

After the 2018 end of year busy-ness followed by a well-deserved break, it is time to gear up and start planning for the New Year. Now is the time to set your business up for success in 2019 by deciding on the right strategies and goals. The ...

Read More

The UK's FCA and Brexit

This week the UK's Financial Conduct Authority (FCA) published two further consultations to prepare for the UK’s exit from the EU. It has published proposals to introduce the financial services contracts regime (FSCR) as well as proposed fees for regulating securitisation repositories.

It is continuing to plan for a range of ...

Read More

Latest Open-Source Library Items
Working Smart

By Lee Rossini

After the 2018 end of year busy-ness followed by a well-deserved break, it is time to gear up and start planning for the New Year. Now is the time to set your business up for success in 2019 by deciding on the right strategies and goals. The big question is how to make sure you stick to and achieve the strategies and goals. 

CPD

Subscribers are reminded that they can now complete their monthly CPD quizzes and claim CPD hours. For more on accessing the CPD quizzes, please click on the CPD FAQs button on the top bar of the screen.