South Africa
The ethical use of social media in the financial advice arena
By Lee Rossini
In today's world, social media has become an indispensable tool for businesses to connect with their audience, including financial advice businesses. While the benefits of leveraging social media are evident, it is crucial for financial advisers to approach these platforms with ethical considerations in mind. In ...
Read More
Compli-Serve's James George illustrates the fine line between ethics and compliance in finance
Compli-Serve’s Compliance Manager, James George demonstrates the difference between #ethics and #compliance
Picture this:
A buddy-cop movie starring Sergeant Straight-Laced and Detective Do-Right. Sergeant Straight-Laced, with his trusty rulebook, ensures every financial move is by-the-book, no shortcuts. Meanwhile, Detective Do-Right, with his moral compass always pointing to 'Just ...
Read More
Ethical management and complaint handling – a guide for organisations
By James George
In the contemporary professional landscape, the importance of upholding ethical standards and efficiently managing complaints is paramount. As organisations strive to safeguard their reputations and cultivate a positive workplace ethos, the adept handling of ethical issues and grievances becomes a crucial facet of their operational integrity. This ...
Read More
International
Navigating the intersection of compliance and technology: A new era for corporate governance
As we usher in a new year, it’s a tradition in the corporate world to reflect on the trends and challenges of the past, particularly in the compliance sector. Historically, this introspection has centred on the roles of specific professionals within the compliance framework. This year, however, marks a significant ...
Read More