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16 January 2019 Financial Service Intelligence Watch

Two FST decisions released this week

The Financial Services Tribunal (FST) at the Financial Services Conduct Authority (FSCA) has released two new decisions this week.

  • Decision 1 - S NAIR v BROPRO regarding a failure to meet the competency requirements in terms of the Determination of Fit and Proper Requirements (Board Notice 194 of 2017). The order ...
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FAIS Ombud determination summary – short-term insurance

The FAIS Ombud's Office

In the matter between Bongani Nxumalo and Central Financial Advisors (Pty) Ltd t/a Coler Financial Services Providers.

Summary

Mr Bongani Nxumalo, an adult male, whose full details are on file with this Office, lodged a complaint against Central Financial Advisors (Pty) Ltd t/a Coler ...

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Working Smart

By Lee Rossini

After the 2018 end of year busy-ness followed by a well-deserved break, it is time to gear up and start planning for the New Year. Now is the time to set your business up for success in 2019 by deciding on the right strategies and goals. The big question is how to make sure you stick to and achieve the strategies and goals. 

CPD

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