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16 January 2019 Financial Service Intelligence Watch

Impact of FAIS Notice on FAIS regulatory exams

Regulatory changes have always had a huge impact on the content of the Regulatory Exams.

The latest FSCA FAIS Notice 86 that comes into effect on 1 February 2019 is no exception.

Compli-Serve notes that, due to the publication of new requirements and regulations for supervision which come into effect on 1 February 2019, the ...

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Compliance function at inflection point

McKinsey’s benchmarking survey of leading banks helped identify five steps toward transforming the efficiency and effectiveness of the compliance function.

Institutions have heavily invested in compliance over the past decade. With costs increasing at such a rapid rate, banks are now seeking to improve the efficiency as well as the ...

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Working Smart

By Lee Rossini

After the 2018 end of year busy-ness followed by a well-deserved break, it is time to gear up and start planning for the New Year. Now is the time to set your business up for success in 2019 by deciding on the right strategies and goals. The big question is how to make sure you stick to and achieve the strategies and goals. 


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