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FST Decision on debarment - D Mathebula vs Tracker Agility

Publish date: 14 December 2018
Issue Number: 52
Diary: CompliNEWS
Category: Case

The Financial Services Tribunal (FST) of the Financial Sector Conduct Authority (FSCA) has just released another decision and once again it involves the setting aside of a decision made by the financial services provider and substituting the same with its own decision.

Read about the allegation of an inducement to resign and other contraventions including some procedural components.

The full Decision of the FST can be read here

Working Smart

By Lee Rossini

Identifying and focussing on certain niche markets offers opportunities for financial advisers willing to delve deeper into specialised segments. But what are niche markets, and what role can they play in a financial advice business? At its core, a niche market refers to a subset of a larger market with its own distinct needs, preferences, and demands. These markets are often characterised by their specificity, catering to a particular demographic, industry, or interest group. While mainstream markets target broader audiences, niche markets focus on serving a more specialised clientele.