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Headline Stories of the Week

A true connection: Compli-Serve SA teams up with ...

14 Jun 2019 Financial Service Intelligence Watch

In response to requirements set by the FIC Amendment Act, whereby anti-money laundering (AML) and verifying the source of funds are non-negotiable, Compli-Serve SA has teamed up with a technology specialist Altron BSI to ease compliance risks for its clients. ...

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Conducting a successful interview

13 Jun 2019 Financial Service Intelligence Watch

By Lee Rossini Most candidates arrive at an interview aiming to dazzle and leave a lasting impression. However, interviewing candidates for a position can be a mentally tiring process for the interviewer. More importantly, how do you make the right ...

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FAIS Ombud determination summary involving De Beer and ...

13 Jun 2019 Financial Service Intelligence Watch

By Shamaa Sheik The following matter was heard in the Office of the Ombud for Financial Services Providers on 26 March 2019: Tasha Christelle de Beer (Complainant) and Sophia Elizabeth Coetzer t/a Downstream Trading (Respondent) – (case number: FAIS 05821/13-14/ ...

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Serial fraudster J Arthur Brown’s former attorney fined ...

13 Jun 2019 Financial Service Intelligence Watch

Serial fraudster J Arthur Brown’s former attorney has escaped with a R200 000 fine after being convicted of tax fraud. Muhammed Rashad Khan (70) pleaded guilty to 468 charges of tax fraud. During sentencing, the court said Khan’s crimes were ...

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Latest Compliance News

Conducting a successful interview

By Lee Rossini

Most candidates arrive at an interview aiming to dazzle and leave a lasting impression. However, interviewing candidates for a position can be a mentally tiring process for the interviewer. More importantly, how do you make the right decision based on an hour interaction with a person who ...

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Latest Open-Source Library Items
Working Smart

By Lee Rossini

Most candidates arrive at an interview aiming to dazzle and leave a lasting impression. However, interviewing candidates for a position can be a mentally tiring process for the interviewer. More importantly, how do you make the right decision based on an hour interaction with a person who is prepared to only show you their best side? Being well prepared and making use of a structured interview process can assist in overcoming some of the challenges.

CPD

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