The Financial Sector Conduct Authority (FSCA) has provisionally withdrawn the financial services provider (FSP) licence of Mixirite, citing concerns that allowing the firm to continue operating presents a real risk of prejudice to clients and the investing public.
The provisional withdrawal follows preliminary findings from an ongoing FSCA investigation into ...
Read More
The Financial Intelligence Centre (FIC) has announced that Christopher Malan, Executive Manager for Compliance and Prevention, has been appointed as Co-Chair of the Financial Action Task Force's (FATF) Evaluations and Compliance Group (ECG), one of the organisation's most influential working groups. Malan will serve alongside Alvin Koh of ...
Read More
The Financial Sector Conduct Authority (FSCA) has granted an exemption to BlackRock Advisors (UK) Limited, allowing the firm to provide certain financial services to specified institutional and sophisticated clients in South Africa without requiring authorisation under section 7(1) of the Financial Advisory and Intermediary Services (FAIS) Act. The exemption ...
Read More
By Lee Rossini
In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.
Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.
