Australian regulator Australian Securities and Investments Commission (ASIC) has secured a landmark cyber security enforcement outcome, with the Federal Court ordering FIIG Securities Limited to pay $2.5 million in penalties after sustained failures to safeguard client data.
The case stems from cyber security weaknesses that persisted for more than ...
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The UK Financial Conduct Authority has fined Dipesh Kerai and Bhavesh Hirani a combined £108 731 for insider dealing in shares of Bidstack Group Plc, formerly listed on AIM.
In December 2021, Mr Hirani, then interim Chief Financial Officer of Bidstack, had access to confidential, price-sensitive information regarding a major ...
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By Lee Rossini
Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.
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