Consumer protection remains central as digital finance risks grow
Expanding financial literacy, protecting vulnerable customers and safeguarding consumers against scams dominated discussions at the International Financial Consumer Protection Organisation (FinCoNet) 2025 annual general meeting, hosted by the Central Bank of Ireland last month.
The AGM confirmed FinCoNet’s governing council and approved two key reports addressing market conduct risks: the ...
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FCA flags conduct risks in complex ETPs sold to retail investors
The UK Financial Conduct Authority (FCA) has published findings from a recent review of how firms distribute complex exchange traded products (ETPs) to retail investors, highlighting both examples of good practice and areas of concern.
Complex ETPs form a small but high-risk subset of the broader ETP market. They include ...
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Australia's ASIC warns of surge in pump-and-dump scams targeting retail investors
The Australian Securities and Investments Commission (ASIC) has issued a high-alert warning following a sharp rise in pump-and-dump scams targeting retail investors, particularly ahead of the holiday period.
Pump-and-dump schemes involve spreading misleading rumours or hype about thinly traded small-cap securities to artificially inflate prices, before promoters rapidly sell their ...
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