Maintaining market confidence: an update on Brexit
The UK's Financial Conduct Authority (FCA) has released a speech providing an update on Brexit and any potential regulatory fallout stemming from a deal, or no deal.
Speaker: Nausicaa Delfas, Executive Director of International
Event: City and Financial: 3rd UK Financial Services Brexit Summit, London
Delivered: 5 November 2018 ...
FATF publishes list of jurisdictions with strategic AML and CTF deficiencies
The Financial Intelligence Centre (FIC) has published on its website a Financial Action Task Force (FATF) statement on jurisdictions with strategic anti-money laundering and counter-terror financing deficiencies. Countries with major deficiencies include the Democratic People’s Republic of Korea and the Islamic Republic of Iran. The FIC has advised accountable institutions ...
Former bankers charged in massive graft case
The US Justice Department has announced multiple charges against two ex-Goldman Sachs bankers linked to Malaysia's state investment fund scandal.CNN reports that it said Tim Leissner, the former Southeast Asia chairman, conspired to launder money and violate the Foreign Corrupt Practices Act by paying bribes to ...
BA data breach causes much debate and uncertainty; interesting case as SA's POPI Act is close to commencing
Australia set to toughen standards for managers of financial advisers