By Compli-Serve
For many accountable institutions, the Risk Management and Compliance Programme (RMCP) has historically been viewed as a compliance document prepared by the external compliance officer or compliance consultant and presented to the board for approval. While this approach may once have been common, it is becoming increasingly inconsistent ...
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Fintech Global reports that submitting a FATCA or CRS return on time is important, but it should never be viewed as the finish line. The period immediately after reporting provides one of the best opportunities to assess whether the reporting process was genuinely effective or simply held together through manual ...
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By Compli-Serve
The Financial Sector Conduct Authority (FSCA) has recovered more than R1 billion in outstanding retirement fund contributions since it began publicly naming defaulting employers in 2022. However, the latest figures show that the overall problem continues to worsen, with estimated arrears reaching R8.33 billion by the end ...
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By Lee Rossini
Difficult conversations are an inevitable part of working in financial services. Whether you need to explain disappointing investment performance, discuss rising costs, challenge unrealistic expectations, or deliver unwelcome news, these conversations can feel uncomfortable. Yet, handled well, they often strengthen relationships rather than damage them.
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