In a thought leadership piece published by Finance Magnates, Freedom24 CEO Evgenii Tiapkin argues that compliance is rapidly evolving from a traditional control function into the operating system of modern financial services. Rather than acting as a final checkpoint before products or services are launched, compliance is increasingly being embedded ...
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By Compli-Serve
The Financial Intelligence Centre (FIC) has reminded accountable institutions that the deadline for submission of the 2026 Risk and Compliance Return (RCR) is 30 June 2026 at 17:00.
With less than two weeks remaining before the deadline, institutions that have not yet completed their returns are encouraged ...
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By Compli-Serve
When regulators announce major fines, enforcement actions or criminal convictions, the headlines naturally attract attention. They provide visible evidence that wrongdoing has been identified and that action has been taken.
Yet some of the most important work performed by regulators never makes the news.
Behind every enforcement action ...
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By Lee Rossini
In a highly competitive environment where services and products offered to clients are often very similar, what differentiates successful financial services businesses is their ability to build and sustain a client-centric culture. A client-centric culture places the client at the heart of every decision, process, and interaction, ensuring that the business consistently delivers value, trust, and exceptional service.
Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.
