By Lee Rossini
Financial products and services are intangible. This makes it impossible for clients to assess the products and services before purchasing them. This means that professionalism in the financial services industry is not just a desirable trait but a crucial foundation for success. The industry demands a high ...
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Compli-Serve
In the ever-evolving world of finance, where complex products, technologies, and regulations continually reshape the landscape, it's crucial to revisit the foundational principles that underpin the industry's ethical framework. Financial services, whether in banking, investment, insurance, or wealth management, are built on trust, integrity, and the unwavering ...
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Compli-Serve
In the world of corporate governance and compliance, the age-old fable of 'The Boy Who Cried Wolf' carries profound lessons. In this allegory, the boy symbolises individuals within an organisation who sound the alarm about non-compliance and its potential consequences for reputational risk. Vital questions arise from this narrative ...
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The Ethics and Compliance Initiative (ECI) stands as a significant organisation, offering invaluable insights and leadership in the realm of ethics and compliance. Since its inception in 1994, ECI has undertaken a comprehensive longitudinal study, examining workplace conduct across various dimensions. Recently, ECI released its findings on the five trends observed ...
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By Lee Rossini
In the personal and professional development space, psychologist and academic Carol Dweck has written extensively about the power of mindset in her groundbreaking book Mindset: The New Psychology of Success. The book delves into the transformative idea that our beliefs about our abilities fundamentally shape our lives. At the heart of her exploration is the dichotomy between a fixed mindset and a growth mindset.
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