By Compli-Serve
As we progress deeper into the digital age, the financial services industry finds itself at a crossroads of technological innovation and ethical imperatives. The rapid integration of advanced technologies such as artificial intelligence (AI) and the expansive use of data analytics have propelled the sector into new territories ...
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By Compli-Serve
In the dynamic world of financial services, the introduction of the Conduct of Financial Institutions (COFI) Act in South Africa represents a paradigm shift towards a more ethical, inclusive and transparent industry. This landmark legislation aims to revolutionise the regulatory framework by instilling customer-focused market conduct and stringent ...
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By Lee Rossini
Most financial planners believe they are objective and impartial during the advice process; however, they are seldom aware of how frequently their self-interests conflicts with acting in the best interests of their clients. Research on the psychology of conflicts of interests (COIs) highlights that we are regularly ...
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The US accounting watchdog this week hit affiliates of KPMG and Deloitte, two of the Big Four auditors, with civil penalties and barred senior leaders at the firms over exam cheating, a problem that has dogged the audit industry for years. A Fin24 report notes that the Public Company Accounting ...
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By Lee Rossini
Identifying and focussing on certain niche markets offers opportunities for financial advisers willing to delve deeper into specialised segments. But what are niche markets, and what role can they play in a financial advice business? At its core, a niche market refers to a subset of a larger market with its own distinct needs, preferences, and demands. These markets are often characterised by their specificity, catering to a particular demographic, industry, or interest group. While mainstream markets target broader audiences, niche markets focus on serving a more specialised clientele.
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