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Headline Stories of the Week

FST case summary involving Malvern Trading CC and ...

21 Jan 2021 Financial Service Intelligence Watch

By Shamaa Sheik The following matter was handed down in the Financial Services Tribunal on 31 December 2020: Malvern Trading CC (1st Applicant) and Khuphukile Dube (2nd Applicant); and Financial Sector Conduct Authority (Respondent) – (case number: A11/2020) *for the ...

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Compli-Serve reminds firms to regularly review regulatory permissions

21 Jan 2021 Financial Service Intelligence Watch

Compli-Serve SA This note serves as a reminder to firms of their obligation to regularly review regulatory permissions to ensure they are up to date and removed where they are not needed. The FSCA expects firms to notify it of ...

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2020 tax Acts gazetted

21 Jan 2021 Financial Service Intelligence Watch

As usual at this time of year, the latest amendments to tax legislation have been gazetted. They are the 2020 Taxation Laws Amendment Act, Tax Administration Laws Amendment Act and Rates & Monetary Amounts & Amendment of Revenue Laws Act. ...

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The FSCA completes investigation into Mirror Trading International ...

20 Jan 2021 Financial Service Intelligence Watch

The FSCA has finalised its investigation into Mirror Trading International (Pty) Ltd (MTI) and will share its report with the liquidators appointed by the Master of the High Court. The appointed liquidators are Mr. AW van Rooyen (Investrust Insolvency Practitioners), ...

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Latest Compliance News

FST case summary involving Malvern Trading CC and another and Financial Sector Conduct Authority; Application for reconsideration – administrative penalty – debarment

By Shamaa Sheik

The following matter was handed down in the Financial Services Tribunal on 31 December 2020:

  • Malvern Trading CC (1st Applicant) and Khuphukile Dube (2nd Applicant); and Financial Sector Conduct Authority (Respondent) – (case number: A11/2020)

*For the purposes of this summary the 1st and 2nd Applicant ...

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2020 tax Acts gazetted

As usual at this time of year, the latest amendments to tax legislation have been gazetted. They are the 2020 Taxation Laws Amendment Act, Tax Administration Laws Amendment Act and Rates & Monetary Amounts & Amendment of Revenue Laws Act. CompliNEWS contributor Pam Saxby reports that, together, the three new ...

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