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Headline Stories of the Week

UK approves first cryptocurrency exchange-traded products

23 May 2024 Financial Service Intelligence Watch

The UK's Financial Conduct Authority (FCA), the UK's financial regulator, has approved the first cryptocurrency exchange-traded products (ETPs), marking a significant milestone in the country's approach to digital asset investment, according to Bloomberg. ETPs are securities traded on stock exchanges ...

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CGML fined £27 766 200 for trading systems ...

23 May 2024 Financial Service Intelligence Watch

The UK's Financial Conduct Authority (FCA) has fined Citigroup Global Markets Limited (CGML) £27,766,200 due to failures in its trading systems and controls. These lapses led to the erroneous sale of US$1.4bn of equities in European markets. On 2 May ...

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Using video messaging to communicate with clients

23 May 2024 Financial Service Intelligence Watch

By Lee Rossini During the advice process, staying connected with clients is essential to maintaining a long-term relationship. Traditional methods such as face-to-face meetings and phone calls are increasingly being complemented or even replaced by digital communication tools. One such ...

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Fishrot accused in another bid for bail in ...

23 May 2024 Financial Service Intelligence Watch

One of the men charged in the Fishrot fishing quotas fraud, corruption and racketeering case, Tamson Hatuikulipi, is to make a third attempt to be granted bail, after nearly four and a half years in jail. Hatuikulipi will first have ...

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Latest Compliance News

UK approves first cryptocurrency exchange-traded products

The UK's Financial Conduct Authority (FCA), the UK's financial regulator, has approved the first cryptocurrency exchange-traded products (ETPs), marking a significant milestone in the country's approach to digital asset investment, according to Bloomberg.

ETPs are securities traded on stock exchanges designed to track the performance of specific ...

Read More

Using video messaging to communicate with clients

By Lee Rossini

During the advice process, staying connected with clients is essential to maintaining a long-term relationship. Traditional methods such as face-to-face meetings and phone calls are increasingly being complemented or even replaced by digital communication tools. One such tool gaining significant traction is video messaging. Understanding and effectively ...

Read More

Latest Open-Source Library Items
Working Smart

By Lee Rossini

During the advice process, staying connected with clients is essential to maintaining a long-term relationship. Traditional methods such as face-to-face meetings and phone calls are increasingly being complemented or even replaced by digital communication tools. One such tool gaining significant traction is video messaging. Understanding and effectively utilising video messaging can enhance client relationships and improve communication efficiency.

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