Bizcommunity reports that South Africa is preparing to modernise its environmental governance framework through proposed reforms to the country’s Environmental Impact Assessment (EIA) system. The Department of Forestry, Fisheries and the Environment (DFFE) has announced that a national stakeholder consultation ...
Read More ...By Compli-Serve South Africa’s financial regulator has intensified its enforcement activity, issuing a series of administrative penalties, debarment orders and regulatory sanctions across a wide range of financial services providers and individuals. Recent enforcement matters span employee benefits consultants, funeral ...
Read More ...By Lee Rossini In many financial advice businesses, a growing risk is emerging: an aging adviser workforce with too few young professionals entering the pipeline. In firms where most advisers are approaching retirement and junior talent is scarce, the long-term ...
Read More ...Botha v Future Green Dot (case number: FSP53/2025) Keywords Debarment – Reconsideration application – Fit and proper requirements – Honesty and integrity – Policy churning – Commission-driven misconduct – Late reconsideration application – Condonation refused. Summary Mr Kenji Botha applied ...
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By Compli-Serve
The Financial Intelligence Centre (FIC) has issued Draft Directive 11 of 2026 for public consultation, proposing the introduction of Risk and Compliance Returns (RCRs) for certain accountable institutions under the Financial Intelligence Centre Act, 2001 (FIC Act).
The draft directive, issued in terms of section 43A(3) of ...
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Bizcommunity reports that South Africa is preparing to modernise its environmental governance framework through proposed reforms to the country’s Environmental Impact Assessment (EIA) system.
The Department of Forestry, Fisheries and the Environment (DFFE) has announced that a national stakeholder consultation process will run from 11 March to 24 April 2026 ...
Read More
By Compli-Serve
South Africa’s financial regulator has intensified its enforcement activity, issuing a series of administrative penalties, debarment orders and regulatory sanctions across a wide range of financial services providers and individuals.
Recent enforcement matters span employee benefits consultants, funeral insurance distributors, financial advisers, key individuals and authorised financial services ...
Read MoreOn 14 October 2006, Complainant went to Respondent’s furniture shop, Barnetts at Port Shepstone, Kwa-Zulu Natal. She wanted to buy a small television set and a small stove.
Gumede vs. JD Group (2008) (Credit Life insurance)
CONDUCT OF BUSINESS REPORT FOR THE PERIOD ENDING
By Lee Rossini
In many financial advice businesses, a growing risk is emerging: an aging adviser workforce with too few young professionals entering the pipeline. In firms where most advisers are approaching retirement and junior talent is scarce, the long-term sustainability of the business is under pressure.
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