Aussie regulator releases research report into retail investor ...
11 Aug 2022
Financial Service Intelligence Watch
Australia's ASIC has released Report 735 Retail investor research (REP 735) capturing retail investor motivations, attitudes and behaviours in the period following the onset of the COVID-19 pandemic. The research surveyed 1,053 Australian retail investors aged 18 and over who ...
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Criminal checks – Financial Action Task Force (FATF), ...
10 Aug 2022
Financial Service Intelligence Watch
The Financial Sector Conduct Authority (FSCA) published FSCA Communication 22 of 2022 regarding draft amendments to the Exemption by the Financial Sector Conduct Authority of Certain Persons from Joint Standard 1 of 2020. Applying to significant owners of all financial ...
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Draft amendment of the Exemption by the FSCA ...
10 Aug 2022
Financial Service Intelligence Watch
The Financial Sector Conduct Authority (FSCA) initially exempted certain persons from Joint Standard 1 of 2020 when it was published. The FSCA hereby amends the exemption ensuring that significant owners of FSP’s are subject to the Joint Standard pertaining to ...
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FST determination summary – Nkata Johannes Moloi and ...
10 Aug 2022
Financial Service Intelligence Watch
Summary of Financial Services Tribunal determination involving Nkata Johannes Moloi and First National Bank, a division of FirstRand Bank Limited. The following matter was handed down by the Financial Services Tribunal on 26 July 2022: · Nkata Johannes Moloi (Applicant) ...
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