Australia’s securities regulator ASIC says scams, retail investor issues and governance failures continue to dominate reports of suspected misconduct across the financial system. Between 1 January and 30 June 2026, ASIC received 9,807 reports of misconduct, with retail investor and ...
Read More ...By Compli-Serve Artificial intelligence is rapidly changing the cyber-security equation for financial institutions. The uncomfortable part is that AI may be improving the capabilities of attackers and defenders at much the same time. That is the central message emerging from ...
Read More ...By Compli-Serve The submission windows for the 2026 Risk and Compliance Returns under Directive 11 closed on 30 June and 31 July 2026. A significant number of specified accountable institutions- particularly in the first group (crypto asset service providers, company ...
Read More ...The Information Regulator has now received more than 8,000 security-compromise notifications, highlighting the scale of South Africa’s worsening cyber-risk environment and the increasing pressure on organisations to respond properly when personal information is compromised. According to ITWeb, Information Regulator chair ...
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Australia’s securities regulator ASIC says scams, retail investor issues and governance failures continue to dominate reports of suspected misconduct across the financial system. Between 1 January and 30 June 2026, ASIC received 9 807 reports of misconduct, with retail investor and governance matters accounting for more than four in five ...
Read More
By Compli-Serve
Artificial intelligence is rapidly changing the cyber-security equation for financial institutions. The uncomfortable part is that AI may be improving the capabilities of attackers and defenders at much the same time. That is the central message emerging from a new UK Financial Conduct Authority (FCA) multi-firm review on ...
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By Compli-Serve
The submission windows for the 2026 Risk and Compliance Returns under Directive 11 closed on 30 June and 31 July 2026. A significant number of specified accountable institutions – particularly in the first group (crypto asset service providers, company service providers, non-bank credit providers, trust service providers and casinos ...
Read MoreOn 14 October 2006, Complainant went to Respondent’s furniture shop, Barnetts at Port Shepstone, Kwa-Zulu Natal. She wanted to buy a small television set and a small stove.
Gumede vs. JD Group (2008) (Credit Life insurance)
CONDUCT OF BUSINESS REPORT FOR THE PERIOD ENDING
By Lee Rossini
In short, agility is the ability of a business to respond quickly and effectively to a change in operating conditions, for example, changes in client expectations, technology, regulation, competition and economic conditions. It does not simply mean moving faster. True agility means being able to make informed decisions quickly, adapt priorities and processes, and introduce new products or services without compromising financial stability, regulatory compliance or client trust.
Read more...Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.
