FinTech Global reports that politically exposed person screening remains one of the most important, and frequently misunderstood, controls within an anti-money laundering programme. Drawing on guidance published by RelyComply, the report warns that institutions often treat PEP checks as a ...
Read More ...Citywire reports that private equity is continuing to strengthen its position as a strategic investment class in South Africa, with E Squared Investments making its first commitment to the Old Mutual Private Equity Fund VI. The investment reflects growing institutional ...
Read More ...The following matter was handed down by the Financial Services Tribunal on 20 July 2026: Parties: Richardson v Scottfin Insurance Brokers (Pty) Ltd Case number: FSP42/2026 Keywords Reconsideration of debarment under FAIS Act for alleged dishonesty – Alleged misrepresentation inseparable ...
Read More ...A newly published UK guide by the Financial Vulnerability Taskforce highlights an important trend that is equally relevant to South African financial advisers: retirement should no longer be viewed simply as a financial milestone, but as a period of heightened ...
Read More ...
FinTech Global reports that politically exposed person screening remains one of the most important, and frequently misunderstood, controls within an anti-money laundering programme. Drawing on guidance published by RelyComply, the report warns that institutions often treat PEP checks as a once-off onboarding exercise, overlook family members and known close associates ...
Read More
Citywire reports that private equity is continuing to strengthen its position as a strategic investment class in South Africa, with E Squared Investments making its first commitment to the Old Mutual Private Equity Fund VI. The investment reflects growing institutional confidence in private equity's ability to generate long-term returns ...
Read More
Financial Services Tribunal ('FST' or 'the Tribunal')
Parties: Richardson v Scottfin Insurance Brokers (Pty) Ltd (Case number: FSP42/2026)
Date: 20 July 2026
Keywords
Reconsideration of debarment under FAIS Act for alleged dishonesty – Alleged misrepresentation inseparable from disputed contractual restraint of trade – Employment/contractual dispute – Not ...
Read MoreOn 14 October 2006, Complainant went to Respondent’s furniture shop, Barnetts at Port Shepstone, Kwa-Zulu Natal. She wanted to buy a small television set and a small stove.
Gumede vs. JD Group (2008) (Credit Life insurance)
CONDUCT OF BUSINESS REPORT FOR THE PERIOD ENDING
By Lee Rossini
Financial services are an essential part of the modern economy, helping individuals and businesses manage money, build wealth, and protect themselves against financial risks. Unlike physical goods such as cars, clothing or furniture, financial services are intangible. This means they cannot be seen, touched or physically possessed. Because of this unique characteristic, financial institutions must find effective ways to demonstrate the value of their services and build trust with their clients as they experience the value of these services through the expertise, advice and outcomes they receive.
Read more...Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.
