FAnews reports, in an article by Masthead Compliance Consultant Janine Yoko, that South Africa’s two-pot retirement system is creating a new layer of advice, disclosure and conduct risk for financial advisers. Since the system took effect on 1 September 2024, ...
Read More ...Star Compliance reports that a recent UK Financial Conduct Authority enforcement action has reinforced the importance of demonstrable individual accountability in financial services after two senior executives were fined and banned for dishonest conduct linked to proposed acquisitions, including false ...
Read More ...The Cape Argus reports that AI is increasingly being used by boards to assess financial information, identify risks and support strategic decisions, but South African company law does not yet specifically regulate how directors should rely on AI. Professor Rehana ...
Read More ...By Lee Rossini Financial coaching is a valuable service offered by some financial advice businesses to support clients to develop healthier financial habits, make informed decisions and take greater control of their financial lives. While traditional financial advice often focuses ...
Read More ...
FAnews reports, in an article by Masthead Compliance Consultant Janine Yoko, that South Africa’s two-pot retirement system is creating a new layer of advice, disclosure and conduct risk for financial advisers. Since the system took effect on 1 September 2024, the savings component has made it easier for members to ...
Read More
Star Compliance reports that a recent UK Financial Conduct Authority enforcement action has reinforced the importance of demonstrable individual accountability in financial services after two senior executives were fined and banned for dishonest conduct linked to proposed acquisitions, including false claims concerning ownership of a bond portfolio worth about €200 ...
Read More
The Cape Argus reports that AI is increasingly being used by boards to assess financial information, identify risks and support strategic decisions, but South African company law does not yet specifically regulate how directors should rely on AI. Professor Rehana Cassim of Unisa has highlighted several unresolved issues, including whether ...
Read MoreOn 14 October 2006, Complainant went to Respondent’s furniture shop, Barnetts at Port Shepstone, Kwa-Zulu Natal. She wanted to buy a small television set and a small stove.
Gumede vs. JD Group (2008) (Credit Life insurance)
CONDUCT OF BUSINESS REPORT FOR THE PERIOD ENDING
By Lee Rossini
Financial coaching is a valuable service offered by some financial advice businesses to support clients to develop healthier financial habits, make informed decisions and take greater control of their financial lives. While traditional financial advice often focuses on investments, retirement planning, insurance and other technical matters, financial coaching places greater emphasis on the client’s behaviour, goals and relationship with money.
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