The following matter was handed down by the Financial Services Tribunal on 13 July 2026: · Parties: Thandeka Aphane v Clientèle Life Assurance Company Ltd · Case number: FSP47/2026 Key words Reconsideration application – Financial Sector Regulation Act, s 230 ...
Read More ...By Lee Rossini Many financial advisers are also business owners, which means they must balance delivering an exceptional client experience with managing the different aspects of their businesses. In some cases, advisers/ owners are so focussed on serving their clients, ...
Read More ...By Compli-Serve The Standing Committee on Finance has invited stakeholders, accountable institutions and members of the public to submit written comments on the General Laws (Anti-Money Laundering and Combating Terrorism Financing) Amendment Bill, with submissions closing at 12:00 on 10 ...
Read More ...The Financial Sector Conduct Authority (FSCA) has announced a formal investigation into the Public Investment Corporation (PIC) following recent governance developments, including allegations contained in whistleblower reports and the suspension of the PIC's Chief Executive Officer. The regulator said it ...
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Financial Services Tribunal ('FST' or 'the Tribunal')
Parties: Thandeka Aphane v Clientèle Life Assurance Company Ltd (Case number: FSP47/2026)
Date: 13 July 2026
Key words
Reconsideration application – Financial Sector Regulation Act, s 230 – FAIS Act, s 14 – debarment – fit and proper requirements – honesty ...
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By Lee Rossini
Many financial advisers are also business owners, which means they must balance delivering an exceptional client experience with managing the different aspects of their businesses. In some cases, advisers/owners are so focused on serving their clients, they overlook critical business management practices, thereby limiting the long-term ...
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By Compli-Serve
The Standing Committee on Finance has invited stakeholders, accountable institutions and members of the public to submit written comments on the General Laws (Anti-Money Laundering and Combating Terrorism Financing) Amendment Bill, with submissions closing at 12:00 on 10 August 2026. The Bill, which has now been introduced ...
Read MoreOn 14 October 2006, Complainant went to Respondent’s furniture shop, Barnetts at Port Shepstone, Kwa-Zulu Natal. She wanted to buy a small television set and a small stove.
Gumede vs. JD Group (2008) (Credit Life insurance)
CONDUCT OF BUSINESS REPORT FOR THE PERIOD ENDING
By Lee Rossini
Many financial advisers are also business owners, which means they must balance delivering an exceptional client experience with managing the different aspects of their businesses. In some cases, advisers/owners are so focused on serving their clients, they overlook critical business management practices, thereby limiting the long-term growth and profitability of their business. What follows are some of the more common mistakes made:
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