By Lee Rossini Preparing a financial advice business for sale requires planning, regulatory awareness, and understanding what prospective buyers value. Whether a sole practitioner or a larger advice business, getting a business “sale-ready” well in advance can enhance its attractiveness ...
Read More ...By Compli-Serve The FSCA’s latest enforcement action against Mosiuoa Zacharia Palime and MZP Markets (Pty) Ltd (fine of R1-million) once again highlights the regulator’s increasingly aggressive stance against unauthorised financial services activity, particularly within the trading and CFD environment. In ...
Read More ...By Compli-Serve Namibia’s financial services sector entered May 2026 on relatively strong footing, supported by solid banking fundamentals, progress on anti-money laundering reforms, and continued regulatory modernisation. While market activity on the Namibian Stock Exchange remained subdued during the week ...
Read More ...The United States has slipped from South Africa’s second-largest export destination to third place following the introduction of aggressive US trade tariffs during 2025. According to SARB Germany has now overtaken the US, with South Africa’s exports to the US ...
Read More ...
By Lee Rossini
Preparing a financial advice business for sale requires planning, regulatory awareness, and understanding what prospective buyers value. Whether a sole practitioner or a larger advice business, getting a business 'sale-ready' well in advance can enhance its attractiveness and valuation. Not doing so can lead to lost value ...
Read More
By Compli-Serve
The FSCA’s latest enforcement action against Mosiuoa Zacharia Palime and MZP Markets (Pty) Ltd (fine of R1 million) once again highlights the regulator’s increasingly aggressive stance against unauthorised financial services activity, particularly within the trading and CFD environment.
In a media release issued on 5 May 2026, the ...
Read More
By Compli-Serve
Namibia’s financial services sector entered May 2026 on relatively strong footing, supported by solid banking fundamentals, progress on anti-money laundering reforms, and continued regulatory modernisation. While market activity on the Namibian Stock Exchange remained subdued during the week ending 6 May 2026, broader indicators point to a financial ...
Read MoreOn 14 October 2006, Complainant went to Respondent’s furniture shop, Barnetts at Port Shepstone, Kwa-Zulu Natal. She wanted to buy a small television set and a small stove.
Gumede vs. JD Group (2008) (Credit Life insurance)
CONDUCT OF BUSINESS REPORT FOR THE PERIOD ENDING
By Lee Rossini
Preparing a financial advice business for sale requires planning, regulatory awareness, and understanding what prospective buyers value. Whether a sole practitioner or a larger advice business, getting a business 'sale-ready' well in advance can enhance its attractiveness and valuation. Not doing so can lead to lost value, delayed transactions, or even a stalled sale.
Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.
