Embracing a growth mindset
30 Nov 2023
Financial Service Intelligence Watch
In the personal and professional development space, psychologist and academic, Carol Dweck, has written extensively about the power of mindset in her groundbreaking book, "Mindset: The New Psychology of Success". The book delves into the transformative idea that our beliefs ...
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GDPR enforcement tracker – Some recent cases
29 Nov 2023
Financial Service Intelligence Watch
Compli-Serve The Spanish Data Protection Authority (DPA) has levied a fine of EUR 72,000 against Eurocollege Oxford English Institute S.L. for a data protection violation. The issue arose when an individual, who had signed a training contract with Centro De ...
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FCA proposes new rules for personal investment firms ...
29 Nov 2023
Financial Service Intelligence Watch
On Wednesday, the Financial Conduct Authority (FCA) in the UK announced significant proposals aimed at enhancing the accountability of personal investment firms, often known as investment advisers. These proposals mandate that these firms set aside sufficient capital to cover compensation ...
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Zinhle Kelly Hadebe v Assupol Life Limited (reconsideration ...
29 Nov 2023
Financial Service Intelligence Watch
Summary of Financial Services Tribunal determination involving Zinhle Kelly Hadebe v Assupol Life Limited The following matter was handed down by the Financial Services Tribunal on 19 November 2023: · Zinhle Kelly Hadebe (Applicant) and Assupol Life Limited (Respondent) – ...
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