By Compli-Serve SA and Compli-Serve Namibia South Africa and Namibia are pursuing significant reforms of their financial services regulatory frameworks, with both countries seeking to strengthen consumer protection, improve governance and promote greater accountability among financial institutions. However, while the ...
Read More ...By Compli-Serve Financial regulators in Asia and Europe issued a series of notable fines this week, underlining continued focus on product governance, operational resilience and core prudential and disclosure obligations. South Korea – record ELS mis-selling penalties South Korea’s Financial ...
Read More ...The Brief Namibia reports that the Namibia Financial Institutions Supervisory Authority (NAMFISA) is considering further amendments to pension fund investment regulations to accommodate evolving investment markets, encourage domestic investment and protect members' retirement savings. Speaking at the Government Institutions Pension ...
Read More ...The Australian Securities and Investments Commission (ASIC) has commenced civil penalty proceedings against the Commonwealth Bank of Australia (CBA), alleging that approximately 42,000 business customers were overcharged A$8.5 million in undisclosed transaction fees between November 2020 and May 2025. In ...
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By Compli-Serve SA and Compli-Serve Namibia
South Africa and Namibia are pursuing significant reforms of their financial services regulatory frameworks, with both countries seeking to strengthen consumer protection, improve governance and promote greater accountability among financial institutions. However, while the underlying objectives are similar, the two countries are at distinctly ...
Read More
By Compli-Serve
Financial regulators in Asia and Europe issued a series of notable fines this week, underlining continued focus on product governance, operational resilience and core prudential and disclosure obligations.
South Korea – record ELS mis-selling penalties
South Korea’s Financial Services Commission finalised its largest-ever monetary sanction, imposing approximately ₩371–375 billion ...
Read More
The Brief Namibia reports that the Namibia Financial Institutions Supervisory Authority (NAMFISA) is considering further amendments to pension fund investment regulations to accommodate evolving investment markets, encourage domestic investment and protect members' retirement savings. Speaking at the Government Institutions Pension Fund (GIPF) Pension and Investment Symposium in Windhoek on 11 ...
Read MoreOn 14 October 2006, Complainant went to Respondent’s furniture shop, Barnetts at Port Shepstone, Kwa-Zulu Natal. She wanted to buy a small television set and a small stove.
Gumede vs. JD Group (2008) (Credit Life insurance)
CONDUCT OF BUSINESS REPORT FOR THE PERIOD ENDING
By Lee Rossini
Building centres of influence (COIs) is an important relationship-building strategy used in business development, financial services and professional networking. It involves establishing and maintaining strong relationships with individuals who have the ability to influence others, provide referrals, share information and create opportunities for business growth. Rather than relying solely on direct marketing or cold calling, the approach focuses on developing trusted relationships with people who can connect you to potential clients and valuable networks.
Read more...Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.
