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Headline Stories of the Week

Tongaat ruling places fresh spotlight on market conduct ...

14 May 2026 Financial Services Intelligence Watch

The JSE’s decision to seek leave to appeal a High Court ruling that set aside aspects of its enforcement action against former Tongaat Hulett CFO Murray Munro is likely to reignite debate around the balance between robust market conduct enforcement ...

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COFI set to fundamentally reshape retirement fund governance ...

14 May 2026 Financial Services Intelligence Watch

By Compli-Serve South Africa’s retirement fund industry is moving closer to one of the most significant regulatory transitions since the introduction of the Twin Peaks model following Cabinet’s approval of the Conduct of Financial Institutions (COFI) Bill for submission to ...

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Changes looming for SA pension funds

14 May 2026 Financial Services Intelligence Watch

Legalbrief Today Cabinet has approved the Conduct of Financial Institutions (COFI) Bill for submission to Parliament. The Bill would mean one of the biggest regulatory shake-ups in decades for SA’s retirement fund industry. That’s according to employment law experts Imraan ...

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Netflix lawsuit highlights growing global scrutiny of data ...

14 May 2026 Financial Services Intelligence Watch

By Compli-Serve The lawsuit against Netflix in Texas may appear at first glance to be a US political or consumer protection dispute, but it also highlights a growing global regulatory theme that South African firms should not ignore: the widening ...

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Latest Compliance News

Changes looming for SA pension funds

Legalbrief Today

Cabinet has approved the Conduct of Financial Institutions (COFI) Bill for submission to Parliament. The Bill would mean one of the biggest regulatory shake-ups in decades for SA’s retirement fund industry. That’s according to employment law experts Imraan Mahomed and Thato Makoaba from law firm Cliffe Dekker Hofmeyr ...

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Latest Open-Source Library Items
Working Smart

By Lee Rossini

Clients no longer expect financial advice to be built around broad demographic assumptions or standard investment templates. They are seeking advice that reflects their personal ambitions, lifestyle choices, family structures, career paths, and changing attitudes toward work and retirement. Personalisation in financial advice is an expectation of today’s clients.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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