Australia’s securities regulator ASIC says scams, retail investor issues and governance failures continue to dominate reports of suspected misconduct across the financial system. Between 1 January and 30 June 2026, ASIC received 9,807 reports of misconduct, with retail investor and ...
Read More ...By Compli-Serve Artificial intelligence is rapidly changing the cyber-security equation for financial institutions. The uncomfortable part is that AI may be improving the capabilities of attackers and defenders at much the same time. That is the central message emerging from ...
Read More ...By Compli-Serve The submission windows for the 2026 Risk and Compliance Returns under Directive 11 closed on 30 June and 31 July 2026. A significant number of specified accountable institutions- particularly in the first group (crypto asset service providers, company ...
Read More ...The Information Regulator has now received more than 8,000 security-compromise notifications, highlighting the scale of South Africa’s worsening cyber-risk environment and the increasing pressure on organisations to respond properly when personal information is compromised. According to ITWeb, Information Regulator chair ...
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Business Day reports that Standard Bank and Java Capital have entered into a partnership to raise and structure capital for listed and unlisted property, private capital, infrastructure and other real-asset investments in South Africa. The tie-up combines Standard Bank’s financing capacity and client base with Java Capital’s corporate-finance, M&A and ...
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By Legalbrief Today
The Pension Funds Adjudicator, Advocate Lebogang Mogashoa, has sounded the alarm that up to half the complaints his office has received in the past year relate to failure by employers to pay member contributions to their employees. A TimesLIVE report notes Magoshoa was addressing the Institute of ...
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Financial Services Tribunal ('FST' or 'the Tribunal')
Parties: Nancy Segolela Moela v Legacy All Suites Management Service, Legacy All Group Umbrella Provident Fund and the Pension Funds Adjudicator (Case number: PFA39/2026)
Date: 8 September 2026
Keywords
Reconsideration – FSR Act, s 230 – Pension Funds Act, s 37C – ...
Read MoreOn 14 October 2006, Complainant went to Respondent’s furniture shop, Barnetts at Port Shepstone, Kwa-Zulu Natal. She wanted to buy a small television set and a small stove.
Gumede vs. JD Group (2008) (Credit Life insurance)
CONDUCT OF BUSINESS REPORT FOR THE PERIOD ENDING
By Lee Rossini
In short, agility is the ability of a business to respond quickly and effectively to a change in operating conditions, for example, changes in client expectations, technology, regulation, competition and economic conditions. It does not simply mean moving faster. True agility means being able to make informed decisions quickly, adapt priorities and processes, and introduce new products or services without compromising financial stability, regulatory compliance or client trust.
Read more...Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.
