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10 August 2026 Financial Services Intelligence Watch

Draft Directive 12: Annual RMCP submissions proposed

The FIC has published Draft Directive 12 for public comment, proposing that specified accountable institutions submit their Risk Management and Compliance Programmes to the FIC annually. The proposed deadlines are 30 September for institutions under items 1, 2, 3, 9 and specified item 11 institutions, and 31 October for institutions ...

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Working Smart

By Lee Rossini

Client feedback is a valuable resource when it comes to managing a financial services business. Understanding how clients perceive their experience is essential for building trust and improving service quality. Listening to clients, and taking their feedback seriously, enables businesses to adapt their business model to remain competitive and relevant.

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CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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