By Compli-Serve
Recently closed / imminent
Draft Joint Standard – Requirements pertaining to beneficial owners (FSCA & Prudential Authority)
The Authorities published the draft Joint Standard for public comment in mid-August 2026. Written submissions were required by 25 September 2026.
The draft applies to financial institutions that are also accountable institutions under ...
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By Lee Rossini
For many financial services firms, converting client awareness into action can be challenging. Clients may recognise the importance of saving, investing and planning for the future, yet they remain passive, holding cash, delaying decisions or using only a fraction of the services available to them. The opportunity is to create a journey that moves people from 'I know I should do something' to 'I have a plan, and I am acting on it'.
Read more...Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.
