FSCA: implementation of legal entity identifiers (LEIs) and new peer review
On Monday this week the Financial Sector Conduct Authority (FSCA) reported that the Financial Stability Board (FSB) has published a peer review (Thematic Review on Implementation of the Legal Entity Identifier), for implementation of the Legal Entity Identifier (LEI) around the world. The LEI, a global standard, is intended to enhance ...
FSCA files court papers in response to Public Protector report
The Financial Sector Conduct Authority (FSCA) on Friday filed papers in the North Gauteng High Court requesting the court to review and set aside the report by the Public Protector (PP), in which she made findings of impropriety and maladministration against the Financial Services Board (now FSCA) and its Executive ...
FSCA publishes Guidance Notice on the debarment process in terms of s 14 of FAIS
The Guidance Notice provides some general guidance in respect of the application of s 14 of the Financial Advisory and Intermediary Services Act 37 of 2002 (FAIS Act). It also highlights the salient factors that require consideration when FSPs effect debarments and clarify the function of the Authority upon receipt ...
FSCA warns the public against Feel Good Holdings (Pty) Ltd
FSCA warns the public against Sanele Forex Ngwenya Ngwenya
Report by the FSCA on the status of the NEPI Rockcastle plc investigation