By Compli-Serve
The wheels of regulatory justice may turn slowly, but they turn decisively. On 20 June 2025, the Prudential Authority (PA) announced administrative sanctions against three major banking institutions – HBZ Bank Limited, Citibank NA South Africa Branch, and Bank of Taiwan South Africa Branch – all stemming from ...
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By Compli-Serve
The Financial Services Tribunal has published its hearing schedule for the third quarter of 2025, covering matters set down between 9 July and 22 September. The Tribunal continues to serve as a vital mechanism for independent review in the financial regulatory landscape, particularly in appeals involving decisions by ...
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In a continued effort to uphold integrity and accountability within the financial services industry, the Financial Sector Conduct Authority (FSCA) has entered into enforceable undertakings with Keipoletse Funerals CC and At My Sunshine Funeral Directors under section 151(1) of the Financial Sector Regulation Act, 2017. These undertakings are part ...
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By Lee Rossini
In the current volatile, rapidly changing and uncertain climate, clients are looking for more than just investment advice from their financial planners. The lack of certainty and safety in the markets tends to make investors more anxious and reactive. In this environment, financial planners must act not only as strategists but also as guides and confidants. Here’s what clients are increasingly expecting.
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