The Prudential Authority (PA) is responsible for supervising and enforcing compliance by accountable institutions with the Financial Intelligence Centre Act 38 of 2001 (the FIC Act), as well as with any orders, determinations, or directives issued under it.
Following an inspection in 2021 conducted in terms of section 45B of ...
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The Financial Sector Conduct Authority (FSCA) has taken decisive enforcement action under the Financial Sector Regulation Act 9 of 2017 (FSR Act), imposing severe sanctions on two individuals – Ms Chantelle Kleynhans and Mr Pieter Willem van der Walt – following findings of serious regulatory contraventions.
Administrative Penalties and Debarments ...
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Australia’s securities regulator, ASIC, has released its enforcement priorities for 2026, and the message is unmistakable: enforcement is becoming sharper, faster, and more visible. At the same time, the FSCA has been steadily tightening its own focus through its regulatory actions reports and its multi-year regulation plan. When you place ...
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By Lee Rossini
Resilience is a valuable trait for a person or business to develop. Resilience is the capacity to recover quickly from difficulties, to adapt, learn, and grow stronger through adversity rather than be defeated by it. It is not about avoiding challenges or pretending that pain and failure do not exist. Instead, resilience is about facing those challenges head-on and finding ways to keep moving forward with strength, optimism, and purpose.
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