The Financial Sector Conduct Authority has issued three debarment orders in terms of s 153 of the Financial Sector Regulation Act, reinforcing its ongoing focus on market conduct and enforcement. Miss Dzunisani Christabel Sithole and Ms Dikhomotso Caroline Mashile have each been debarred for a period of 15 years, while ...
Read More
By Legalbrief Today
The JSE publicly censured and fined the Komati Basin Water Authority (Kobwa) R500 000 for failing to timely publish a Stock Exchange News Service (Sens) announcement relating to the appointment of an executive operations director, and suspended the fine for three years. Kobwa is a bi-national entity ...
Read More
By Lee Rossini
Business continuity planning (BCP) is a structured approach that ensures a financial advice business can continue operating during and after unexpected disruptions. These disruptions might include natural disasters, cyberattacks, power outages, regulatory shocks, or even the sudden loss of key personnel. In a profession built on trust, timely communication and regulatory compliance, having a robust continuity plan is not optional; it is essential for protecting clients, safeguarding data and preserving the firm’s reputation.
Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.
