The UK's Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million (R280 million) for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing to be open and cooperative with the FCA ...
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The Financial Sector Conduct Authority (FSCA) warns the public against doing any financial services related business with the entity called Fern Finance (Pty) Ltd (Fern). Fern is not authorised in terms of the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act) to render any financial advice and intermediary services ...
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By Lee Rossini
One of the marketing tools I have discussed in a past article is hosting client events. It is a waste of money, time and resources to host an event without planning it properly. The first step to a successful event is to make sure it is an event your identified audience would like to attend. Existing or prospective clients who are invited to an event should be curious, interested and see the value in attending.
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