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13 March 2026 Financial Service Intelligence Watch
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FSCA enforcement surge: Debarments, penalties and governance failures rock financial services sector

By Compli-Serve

South Africa’s financial regulator has intensified its enforcement activity, issuing a series of administrative penalties, debarment orders and regulatory sanctions across a wide range of financial services providers and individuals.

Recent enforcement matters span employee benefits consultants, funeral insurance distributors, financial advisers, key individuals and authorised financial services ...

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Working Smart

By Lee Rossini

In many financial advice businesses, a growing risk is emerging: an aging adviser workforce with too few young professionals entering the pipeline. In firms where most advisers are approaching retirement and junior talent is scarce, the long-term sustainability of the business is under pressure.

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