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21 September 2021 Financial Service Intelligence Watch

FST case summary involving Mothei and Advicecube (Pty) Ltd (misconduct – breach of employer’s code of conduct and governance framework)

By Shamaa Sheik

The following decision was handed down in the Financial Services Tribunal on 9 September 2021:

  • Samantha Williams-Mothei (Applicant) and Advicecube (Pty) Ltd (Respondent) – (case number: FSP4/2021)

Fast facts

Misconduct – Breach of employer’s Code of Conduct and governance framework – Insufficient to justify debarment

Summary ...

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Working Smart

By Lee Rossini

Working from home is currently the norm, especially in the knowledge sectors such as financial planning. As the pandemic forced companies to adopt this practice, many of them welcomed the cost saving and short-term boosts in productivity that came with it. Despite these benefits, the long-term effects of employees working remotely are still largely unknown, and some believe that it could negatively impact business performance.

CPD

Subscribers are reminded that they can now complete their monthly CPD quizzes and claim CPD hours. For more on accessing the CPD quizzes, please click on the CPD FAQs button on the top bar of the screen. 

 
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