Two new Enforcement Decisions released by FST
The Financial Sector Conduct Authority (FSCA) has released two new Financial Services Tribunal (FST) decisions.
M R Ntobeng v Liberty Group Limited
This is an application in terms of s 230 of the Financial Sector Regulation Act 9 of 2017 (FSRA). The applicant is Marcia Refiloe Ntobeng (Applicant). The ...
FAIS Ombud determination summary involving De Beer and Coetzer t/a Downstream Trading
By Shamaa Sheik The following matter was heard in the Office of the Ombud for Financial Services Providers on 26 March 2019:
- Tasha Christelle de Beer (Complainant) and Sophia Elizabeth Coetzer t/a Downstream Trading (Respondent) – case number: FAIS 05821/13-14/GP 1
Fast facts Advice – duty of ...