In a keynote address in Canberra on 23 February 2026, ASIC Commissioner Alan Kirkland made it clear that addressing the conduct behind the collapse of the Shield and First Guardian Master Funds remains one of the regulator’s highest priorities. More than 11,000 Australians invested over $1 billion in the ...
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Seven social media influencers have been sentenced at Southwark Crown Court after admitting to promoting an unauthorised foreign exchange trading scheme to their online followers. The group pleaded guilty to issuing financial promotions without the required regulatory approval.
The penalties varied. Lauren Goodger received a £3 750 fine and was ...
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The Australian Securities and Investments Commission (ASIC) has reported a record enforcement outcome for the second half of 2025, securing $349.8 million in court-ordered civil penalties and facilitating $583 million in refunds and remediation payments to Australians.
ASIC Chair Joe Longo described the results as evidence of a regulator ...
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By Lee Rossini
In today’s environment, clients no longer have to choose between human expertise and advanced technology. Powerful financial strategies emerge when experienced planners work hand-in-hand with artificial intelligence (AI). By combining emotional intelligence, professional judgment and cutting-edge data analysis, clients can receive a more comprehensive, personalised and efficient financial planning experience. Below highlights the benefits each brings, and how together they create a superior client experience.
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