By Compli-Serve
The Financial Sector Conduct Authority (FSCA) has embarked on a fundamental transformation in how it supervises South Africa’s financial sector. Through a series of nationwide industry workshops, the regulator unpacked its Omni-Risk Return (ORR) initiative – a unified data-driven reporting framework that aims to consolidate existing conduct and ...
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The UK’s Financial Conduct Authority (FCA) has released its latest thematic review titled 'Risk Assessment Processes and Controls in Firms: Our Findings' – a detailed examination of how regulated entities identify, assess, mitigate, and manage financial crime risks.
The review, completed in 2025, assessed a diverse range of institutions including building ...
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By Compli-Serve
The final part of the FSCA’s Omni-Risk Return (ORR) framework takes a practical turn – testing how firms evidence fairness, governance, and operational resilience in measurable, auditable ways. Sections 9 to 12 move beyond structure and strategy to assess how firms actually behave in the market and support ...
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By Lee Rossini
Resilience is a valuable trait for a person or business to develop. Resilience is the capacity to recover quickly from difficulties, to adapt, learn, and grow stronger through adversity rather than be defeated by it. It is not about avoiding challenges or pretending that pain and failure do not exist. Instead, resilience is about facing those challenges head-on and finding ways to keep moving forward with strength, optimism, and purpose.
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