A recent Citywire South Africa podcast featuring outgoing FSCA Deputy Commissioner Astrid Ludin provides a timely and practical look at where conduct regulation is heading in South Africa.
In a wide-ranging exit discussion, Ludin reflects on the past five years at the regulator, highlighting key developments such as the implementation ...
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By Compli-Serve
The Financial Intelligence Centre’s 2026 Risk and Compliance Return (RCR) submission window opened on 4 May 2026. The return is mandatory for specified accountable institutions and must be completed electronically via the FIC platform, covering a three-year reporting period and assessing both risk exposure and the implementation of ...
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By Lee Rossini
Preparing a financial advice business for sale requires planning, regulatory awareness, and understanding what prospective buyers value. Whether a sole practitioner or a larger advice business, getting a business 'sale-ready' well in advance can enhance its attractiveness and valuation. Not doing so can lead to lost value, delayed transactions, or even a stalled sale.
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