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18 October 2019 Financial Service Intelligence Watch

How to implement an effective ethics and compliance committee

By Michael Volkov

Most compliance programmes include some form of internal compliance committee separate from the company’s audit committee. An internal compliance committee can play a very important role in advancing a compliance programme. But there are a number of pitfalls in how such committees are organized and how they ...

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Working Smart

By Lee Rossini

One of the marketing tools I have discussed in a past article is hosting client events.  It is a waste of money, time and resources to host an event without planning it properly. The first step to a successful event is to make sure it is an event your identified audience would like to attend. Existing or prospective clients who are invited to an event should be curious, interested and see the value in attending. 

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