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FSCA publishes new FAIS Notices

Publish date: 22 March 2019
Issue Number: 63
Diary: CompliNEWS
Category: General

The Financial Sector Conduct Authority (FSCA), issued the following new FAIS Notices:

FSCA FAIS Notice 20 of 2019
Amendment of Notices on Exemption of Particular Persons from Qualification, Regulatory Examination and Fees Requirements, No 3 of 2019

FSCA FAIS Notice 19 of 2019
Exemption of Marara Risk Solutions (Pty) Ltd, 2019

FSCA FAIS Notice 18 of 2019
Exemption of Particular Persons from Qualification, Regulatory Examination and Fees Requirements, No 8 of 2019

FSCA FAIS Notice 17 of 2019
Provisional Suspension of Authorisation, No 1 of 2019

FSCA FAIS Notice 16 of 2019
Lifting of Suspension of Authorisation, No 1 of 2019

Working Smart

Insider fraud hit 83% of organisations in 2024, according to Sumsub’s latest What the Fraud? podcast, with 20% of affected firms spending up to $2 million on recovery. But financial loss is just the tip of the iceberg – reputational damage, regulatory exposure, and internal morale are at risk too.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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