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FSCA publishes new FAIS Notices

Publish date: 22 March 2019
Issue Number: 63
Diary: CompliNEWS
Category: General

The Financial Sector Conduct Authority (FSCA), issued the following new FAIS Notices:

FSCA FAIS Notice 20 of 2019
Amendment of Notices on Exemption of Particular Persons from Qualification, Regulatory Examination and Fees Requirements, No 3 of 2019

FSCA FAIS Notice 19 of 2019
Exemption of Marara Risk Solutions (Pty) Ltd, 2019

FSCA FAIS Notice 18 of 2019
Exemption of Particular Persons from Qualification, Regulatory Examination and Fees Requirements, No 8 of 2019

FSCA FAIS Notice 17 of 2019
Provisional Suspension of Authorisation, No 1 of 2019

FSCA FAIS Notice 16 of 2019
Lifting of Suspension of Authorisation, No 1 of 2019

Working Smart

By Lee Rossini

Although still in its infancy, the term agentic AI is being heard more frequently. It refers to AI that can act autonomously to achieve goals, make decisions, and adapt to changing environments with minimal human intervention. Unlike traditional AI models that respond only to direct prompts, agentic AI systems are designed with a sense of 'agency': they can plan, execute multi-step tasks, interact with other systems, and learn from outcomes. These systems often combine reasoning, memory, and tool usage, enabling them to operate more like digital collaborators than passive tools.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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