Publish date: 26 April 2019
Issue Number: 68
Diary: CompliNEWS
Category: Examinations
The Financial Sector Conduct Authority (FSCA) has updated the following preparation guides for regulatory examinations:
Preparation Guide for Regulatory Examinations (RE1 and RE5) - 23 April 2019
Preparation Guide for Regulatory Examinations (FSPs and Key Individuals in Category III - RE4)
Insider fraud hit 83% of organisations in 2024, according to Sumsub’s latest What the Fraud? podcast, with 20% of affected firms spending up to $2 million on recovery. But financial loss is just the tip of the iceberg – reputational damage, regulatory exposure, and internal morale are at risk too.
Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.
