Publish date: 26 April 2019
Issue Number: 68
Diary: CompliNEWS
Category: Examinations
The Financial Sector Conduct Authority (FSCA) has updated the following preparation guides for regulatory examinations:
Preparation Guide for Regulatory Examinations (RE1 and RE5) - 23 April 2019
Preparation Guide for Regulatory Examinations (FSPs and Key Individuals in Category III - RE4)
By Lee Rossini
The global financial services sector is undergoing a wave of consolidation, driven by shifting economic conditions, technological disruption, and evolving client expectations. This trend, visible across banking, payments, and fintech, reflects a broader transformation in how financial services are delivered and consumed.
Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.
