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FSCA updates preparation guides for regulatory examinations

Publish date: 26 April 2019
Issue Number: 68
Diary: CompliNEWS
Category: Examinations

The Financial Sector Conduct Authority (FSCA) has updated the following preparation guides for regulatory examinations: 

Preparation Guide for Regulatory Examinations (RE1 and RE5) - 23 April 2019 

Preparation Guide for Regulatory Examinations (FSPs and Key Individuals in Categories II and IIA - RE3) 

Preparation Guide for Regulatory Examinations (FSPs and Key Individuals in Category III - RE4) 

Working Smart

By Lee Rossini

As artificial intelligence (AI) continues to impact on and reshape the global workforce, the financial services industry stands at a crossroads. Although AI is unlocking efficiencies and opportunities, it is also disrupting traditional roles. In this changing landscape, three key concepts have become essential for workforce sustainability: reskilling, upskilling, and lifelong learning.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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