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Headline Issue Diary Date
Continuity: considerations to keep your FSP running smoothly 150 CompliNEWS 16 Nov 2020
FSCA clarifies status of inward-listed instruments 150 CompliNEWS 16 Nov 2020
SEC charges former Wells Fargo executives for misleading investors about key performance metric 150 CompliNEWS 16 Nov 2020
‘Limited’ lifespan for strengthened Jibar framework 150 CompliNEWS 16 Nov 2020
UK regulator commences High Court proceedings over unauthorised collective investment schemes 149 CompliNEWS 06 Nov 2020
Insurers liable for losses incurred by thieving solicitor 149 CompliNEWS 06 Nov 2020
FST case summary involving Harris and Indwe Risk Services 149 CompliNEWS 06 Nov 2020
Trust-building principles 149 CompliNEWS 06 Nov 2020
UK's ICO fines Marriott International Inc £18.4 million for failing to keep customers’ personal data secure 149 CompliNEWS 06 Nov 2020
Short-term insurance – Be upfront and responsible 149 CompliNEWS 06 Nov 2020
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Working Smart

By Lee Rossini

The global financial services sector is undergoing a wave of consolidation, driven by shifting economic conditions, technological disruption, and evolving client expectations. This trend, visible across banking, payments, and fintech, reflects a broader transformation in how financial services are delivered and consumed.

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