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Headline Issue Diary Date
UK's FCA's statement on selling high-risk speculative investments to retail clients following ESMA’s action on CFD products 32 CompliNEWS 01 Aug 2018
Prudential Authority and enforcement 32 CompliNEWS 01 Aug 2018
G20 waits for FATF to develop crypto standards and regulations 32 CompliNEWS 01 Aug 2018
Investec pokes holes in currency rigging case 32 CompliNEWS 01 Aug 2018
Vodacom pays O'Sullivan R1.2m for privacy breach 32 CompliNEWS 01 Aug 2018
'Unreasonable' Nedbank slammed for brazen negligence 32 CompliNEWS 01 Aug 2018
Compliance blamed for UK money laundering failings in the UK 32 CompliNEWS 01 Aug 2018
Regulatory exams in London, UK 32 CompliNEWS 01 Aug 2018
BRICS – Concerted efforts needed to combat terrorism 32 CompliNEWS 01 Aug 2018
UK’s FCA proposes changes to rules for crowdfunding platforms 32 CompliNEWS 01 Aug 2018
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Working Smart

By Lee Rossini

Preparing a financial services business for sale is not something that happens overnight. Whether you're looking to exit next year or in ten years’ time, building a business that is attractive to buyers takes careful planning, operational discipline, and a clear understanding of what drives value. Here are key guidelines to ensure your business is sale-ready when the time comes to sell:

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