Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| US enforcement wrap incl Deutsche Bank to pay nearly $75 million for improper handling of ADRs | 31 | CompliNEWS | 26 Jul 2018 |
| UK regulator publishes speech on Brexit | 31 | CompliNEWS | 26 Jul 2018 |
| Withdrawal of the FPI as a recognised examination body | 31 | CompliNEWS | 26 Jul 2018 |
| FSCA Exemption of Certain Persons from Class of Business Training Requirement | 31 | CompliNEWS | 26 Jul 2018 |
| Amendments to GRAP standard on financial statements | 31 | CompliNEWS | 26 Jul 2018 |
| UK to adopt EU laws on money laundering and combating terrorism | 31 | CompliNEWS | 26 Jul 2018 |
| Southern Africa Quantum Employee Benefits (Pty) Limited fined for a third time by the FSCA | 31 | CompliNEWS | 26 Jul 2018 |
| FSCA warns public against Muzi Khumalo and Liezel Johnson | 30 | CompliNEWS | 19 Jul 2018 |
| FSCA warns public against Mrs Sadia Akbar | 30 | CompliNEWS | 19 Jul 2018 |
| Curators ask Hawks to probe alleged pension fund looting | 30 | CompliNEWS | 19 Jul 2018 |
