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Headline Issue Diary Date
New conduct regulator ‘more intensive, intrusive’ 25 CompliNEWS 14 Jun 2018
Corruption - Justice Department Settles Gaddafi-Libya FCPA cases with Société Générale and Legg Mason (Part I of III) 25 CompliNEWS 14 Jun 2018
Three more FSCA FAIS Notices published 25 CompliNEWS 14 Jun 2018
Debt relief Bill with senior counsel 25 CompliNEWS 14 Jun 2018
Australia's Commonwealth Bank offers to pay record fine of $700m (R6,8 bn) in money laundering case 25 CompliNEWS 14 Jun 2018
FSCA's RDR status update - phased manner of implementation to continue 25 CompliNEWS 14 Jun 2018
Role of the Prudential Authority in relation to medical schemes to be exercised by the Council for Medical Schemes until 2021- FSCA 25 CompliNEWS 14 Jun 2018
Material irregularity reports (MIRs) in the limelight again as the FSCA begins to get tough on firms 25 CompliNEWS 14 Jun 2018
CompliNEWS Guidance Note – The importance of suitability in a client file 25 CompliNEWS 14 Jun 2018
Still no sign of the 2018 FAIS Compliance Report 25 CompliNEWS 14 Jun 2018
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Working Smart

By Lee Rossini

Preparing a financial services business for sale is not something that happens overnight. Whether you're looking to exit next year or in ten years’ time, building a business that is attractive to buyers takes careful planning, operational discipline, and a clear understanding of what drives value. Here are key guidelines to ensure your business is sale-ready when the time comes to sell:

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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