Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| In a remote-working environment, ethical leadership becomes all the more important | 26 | CompliNEWS Ethics | 07 Feb 2021 |
| FSCA’S conduct standards may include disclosure on the shorting of shares | 160 | CompliNEWS | 07 Feb 2021 |
| Parents sue trading app over son's suicide | 160 | CompliNEWS | 07 Feb 2021 |
| Financial broker in court on fraud charge | 160 | CompliNEWS | 07 Feb 2021 |
| Physical precious metals as a possible alternative investment during the period of low/negative interest rates – German regulator report | 160 | CompliNEWS | 07 Feb 2021 |
| German watchdog orders Goldman Sachs to comply with money laundering rules | 160 | CompliNEWS | 07 Feb 2021 |
| Preparing for AML regulatory visits | 160 | CompliNEWS | 07 Feb 2021 |
| Remote working: No excuse for non-compliance with obligations to record communications | 160 | CompliNEWS | 07 Feb 2021 |
| How SupTech can empower Regulators – FSCA | 160 | CompliNEWS | 07 Feb 2021 |
| FSCA fines Mareo-John Nel t/a Simply FX R100 000 for major compliance failures | 160 | CompliNEWS | 07 Feb 2021 |
