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Headline Issue Diary Date
Reminder – Draft Conduct Standard published for CIS Managers; submissions by 15 February 2021 156 CompliNEWS 06 Jan 2021
Reminder – Proposed amendments to FAIS Fit & Proper Requirements in 2021; comments due by 19 February 2021 156 CompliNEWS 06 Jan 2021
Reminder – Proposed amendments to the FAIS General Code in 2021; comments due by 19 February 2021 156 CompliNEWS 06 Jan 2021
Non-compliance leads to administrative penalty and debarment for long-term insurance FSP 156 CompliNEWS 06 Jan 2021
Certain independent intermediaries exempted from short-term insurance regulation 155 CompliNEWS 13 Dec 2020
FSCA call for information relating to pending transfers in terms of s 14 of the Pension Funds Act 155 CompliNEWS 13 Dec 2020
More exemptions granted in terms of the Pension Funds Act 155 CompliNEWS 13 Dec 2020
Latest list of FST cases and Tribunal hearing schedule for first half of 2021 155 CompliNEWS 13 Dec 2020
Latest FSCA FAIS Notices 155 CompliNEWS 13 Dec 2020
Reviewing the main ideas of 'Reset Rebuild Reignite' 155 CompliNEWS 13 Dec 2020
Working Smart

By Lee Rossini

Strategic planning is essential for any business operating in a highly regulated, competitive, and rapidly changing environment. Banks, insurers, asset managers, and fintech companies use strategic planning frameworks to assess market conditions, allocate resources, manage risks, and achieve long-term objectives. Several models are commonly used, each offering distinct benefits and limitations.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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