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Headline Issue Diary Date
Six new FAIS notices released 80 CompliNEWS 08 Jul 2019
Norton Rose Fulbright unit to advise in-house legal teams 80 CompliNEWS 08 Jul 2019
Scammed investors get their money back 80 CompliNEWS 08 Jul 2019
Cybersecurity and Risk Management 80 CompliNEWS 08 Jul 2019
The Conduct Risk Imperative 80 CompliNEWS 08 Jul 2019
Compli-Serve SA partners with Altron Bytes Systems Integration to enhance digital safety controls 80 CompliNEWS 08 Jul 2019
Australian adviser jailed for 10 years 80 CompliNEWS 08 Jul 2019
Another major data breach fine pending 80 CompliNEWS 08 Jul 2019
Outcomes of the June 2019 meeting of the Financial Action Task Force 80 CompliNEWS 08 Jul 2019
FIC-FATF public statement on jurisdictions with strategic AML and ATF deficiencies 80 CompliNEWS 08 Jul 2019
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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