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Headline Issue Diary Date
FSCA Position Paper on future Insurance Premiums Collection Framework 67 CompliNEWS 15 Apr 2019
Overcoming resistance to change 67 CompliNEWS 15 Apr 2019
UK regulator sets out its priorities for 2019/20 67 CompliNEWS 15 Apr 2019
FST case summary involving Ntimane and Pension Fund Adjudicator and others 67 CompliNEWS 15 Apr 2019
Kganyago on those Reserve Bank attacks 67 CompliNEWS 15 Apr 2019
36ONE Asset Management (Pty) Limited fined R350,000 for section 65 failings – the full Order 67 CompliNEWS 15 Apr 2019
Financial Services Ombud Schemes Act repealed 67 CompliNEWS 15 Apr 2019
Compli-Serve Regulatory Risk Log for April 2019 67 CompliNEWS 15 Apr 2019
FST Decision – EA Fredericks v Pension Funds Adjudicator (PFA) & others 67 CompliNEWS 15 Apr 2019
FST Decision – BSEC Derivative Brokers (Pty) Ltd and others v JSE Limited 67 CompliNEWS 15 Apr 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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