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Headline Issue Diary Date
US' SEC Updates List of Firms Using Inaccurate Information to Solicit Investors 75 CompliNEWS 10 Jun 2019
France's AMF fines Hedios Patrimoine €50,000 for breaching professional obligations as an advisor 75 CompliNEWS 10 Jun 2019
Aussie regulator uses conflicted remuneration powers against advisory firm 75 CompliNEWS 10 Jun 2019
UK regulator publishes final rules on buy-now-pay-later products 75 CompliNEWS 10 Jun 2019
Financial services under constant cyber attack 75 CompliNEWS 10 Jun 2019
Probe of alleged race discrimination by medical schemes 75 CompliNEWS 10 Jun 2019
SARB publishes systemically important bank methodology 75 CompliNEWS 10 Jun 2019
FSCA publishes Guidance Notice on the debarment process in terms of s 14 of FAIS 75 CompliNEWS 10 Jun 2019
Preliminary 2019 Taxation Laws Amendment Bill released 75 CompliNEWS 10 Jun 2019
Policyholder protection rules 17 and 18 to take effect on 1 July 2019 75 CompliNEWS 10 Jun 2019
Working Smart

By Lee Rossini

The global financial services sector is undergoing a wave of consolidation, driven by shifting economic conditions, technological disruption, and evolving client expectations. This trend, visible across banking, payments, and fintech, reflects a broader transformation in how financial services are delivered and consumed.

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