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Headline Issue Diary Date
FSCA extends period to comment on 'short sale reporting and disclosure framework' 55 CompliNEWS 21 Jan 2019
FSCA warns public against Wig Markets 55 CompliNEWS 21 Jan 2019
'Beyond RDR' plans for 2019 55 CompliNEWS 21 Jan 2019
Some calls for UK's FCA boss to quit over Mifid II 55 CompliNEWS 21 Jan 2019
Adviser banned for 25 years in Australia 55 CompliNEWS 21 Jan 2019
Latest FST Decision once again brings debarment under the spotlight 55 CompliNEWS 21 Jan 2019
Ethics policies 9 CompliNEWS Ethics 21 Jan 2019
The 'Dynamite Moment'​ for Financial Services? AI and Ethics 9 CompliNEWS Ethics 21 Jan 2019
Ethics and technology in the Fourth Industrial Revolution 9 CompliNEWS Ethics 21 Jan 2019
Ethics in AI 9 CompliNEWS Ethics 21 Jan 2019
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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