Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| FAIS Notice updates lists of qualifications recognised for FSPs, KIs and reps | 72 | CompliNEWS | 20 May 2019 |
| What happens when managers misbehave? | 72 | CompliNEWS | 20 May 2019 |
| Quick Tip: foreign professional bodies & SA CPD activities: exemption provisions | 72 | CompliNEWS | 20 May 2019 |
| Conduct of Financial Institutions (COFI) Bill looming large | 72 | CompliNEWS | 20 May 2019 |
| Appointment of Ms Lelané Bezuidenhout as CEO of FPI effective 1 June 2019 | 72 | CompliNEWS | 20 May 2019 |
| Medical schemes regulator launches investigation into allegations of racial profiling by medical aid claims | 72 | CompliNEWS | 20 May 2019 |
| When does conduct spill over into financial advice? | 72 | CompliNEWS | 20 May 2019 |
| More changes mooted for auditors’ code of conduct | 72 | CompliNEWS | 20 May 2019 |
| UK Regulator speech – Leading the way on insurance regulation | 71 | CompliNEWS | 14 May 2019 |
| Moody’s issues reform or face downgrade warning | 71 | CompliNEWS | 14 May 2019 |
