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Financial Services Intelligence Watch
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Headline Issue Diary Date
Regulators urge financial institutions to plan for LIBOR transition 70 CompliNEWS 08 May 2019
Australia's ASIC fines financial advisory firm for misleading claims about offering 'independent advice' 70 CompliNEWS 08 May 2019
Pension Funds Adjudicator press release regarding Naidoo and Coca Cola Shanduka Beverage Provident Fund 70 CompliNEWS 08 May 2019
Financial Services Tribunal case – K&L Brokers CC v FSCA 70 CompliNEWS 08 May 2019
UK's FCA committed to regulatory reporting change involving more technology 70 CompliNEWS 08 May 2019
UK's FCA told to compensate over 'seriously inaccurate' central register 70 CompliNEWS 08 May 2019
FSCA releases its Q3 Bulletin: 2018/19 70 CompliNEWS 08 May 2019
FSCA outlines its three-year strategy 70 CompliNEWS 08 May 2019
FSCA update on NEPI Rockcastle plc investigation 70 CompliNEWS 08 May 2019
FSCA update on successful conviction of Cashflow Ngcobo and associate 70 CompliNEWS 08 May 2019
Working Smart

By Lee Rossini

The global financial services sector is undergoing a wave of consolidation, driven by shifting economic conditions, technological disruption, and evolving client expectations. This trend, visible across banking, payments, and fintech, reflects a broader transformation in how financial services are delivered and consumed.

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