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Headline Issue Diary Date
The future of compliance 86 CompliNEWS 19 Aug 2019
Capitec reduces exposure ahead of debt relief Act 86 CompliNEWS 19 Aug 2019
Chapter 14 of FSR Act takes effect 1 September 2019 86 CompliNEWS 19 Aug 2019
New replacement record of advice format comes into effect 1 September 2019 86 CompliNEWS 19 Aug 2019
Next UK regulatory exam sitting scheduled for 27 September 2019 86 CompliNEWS 19 Aug 2019
Former COO of Barclays Wealth breached obligation to act with integrity - FCA 86 CompliNEWS 19 Aug 2019
FSCA warns the public against Destinata 104 (Pty) Ltd and Wealth Solutions Investments & Development Partners 86 CompliNEWS 19 Aug 2019
Bank risk management regulations to change 86 CompliNEWS 19 Aug 2019
Compli-Serve's Regulatory Risk Log for August published 85 CompliNEWS 13 Aug 2019
FSCA FAIS Workshops 85 CompliNEWS 13 Aug 2019
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Working Smart

By Lee Rossini

In the current environment, fee transparency is a defining characteristic of a trustworthy and sustainable business. Clients are informed, cautious, and demanding about understanding what they are paying for. Transparency is both a regulatory requirement and a commercial imperative. Businesses that clearly explain their charges and value proposition are more likely to build long-term trust, strengthen client relationships, and differentiate themselves in a competitive market.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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