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Headline Issue Diary Date
Carbon Tax Bill tabled: offset rules out for public comment 49 CompliNEWS 19 Nov 2018
Robo-advice on the up 49 CompliNEWS 19 Nov 2018
ASIC bans former director of financial services firm from providing financial services for eight years 49 CompliNEWS 19 Nov 2018
Proposed amendments to the listings requirements of ZAR X for comment 49 CompliNEWS 19 Nov 2018
French bank Société Générale fined US$1.3b for violating US sanctions 49 CompliNEWS 19 Nov 2018
Discussion paper on legal entity identifier 49 CompliNEWS 19 Nov 2018
Discussion paper on short sale reporting and disclosure framework 49 CompliNEWS 19 Nov 2018
Four new fit & proper FAIS Notices published 49 CompliNEWS 19 Nov 2018
Treasury dismisses allegations of ‘major’ NHI concerns 49 CompliNEWS 19 Nov 2018
Being professional 8 CompliNEWS Ethics 14 Nov 2018
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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