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Headline Issue Diary Date
Financial Services Tribunal moves to new premises from 1 August 2019 83 CompliNEWS 29 Jul 2019
Stringfellow licence withdrawn by FSCA 83 CompliNEWS 29 Jul 2019
Draft Bill on environmental tax incentives out for comment 83 CompliNEWS 29 Jul 2019
Prudential Authority fines Sasfin R500,000 for AML deficiencies 83 CompliNEWS 29 Jul 2019
NHI Bill confined to fund, summary confirms 83 CompliNEWS 29 Jul 2019
US' FINRA Fines Citigroup Global Markets Inc. $1.25 million 83 CompliNEWS 29 Jul 2019
UK regulator acts to protect consumers transferring out of defined benefit pension schemes 83 CompliNEWS 29 Jul 2019
Credit life complaints deadline looms in the UK and top memory prompt methods 83 CompliNEWS 29 Jul 2019
NHI forges ahead despite misgivings 83 CompliNEWS 29 Jul 2019
FSCA publishes exemption for certain insurers from Rule 19 of PPR 82 CompliNEWS 22 Jul 2019
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Working Smart

By Lee Rossini

In the current environment, fee transparency is a defining characteristic of a trustworthy and sustainable business. Clients are informed, cautious, and demanding about understanding what they are paying for. Transparency is both a regulatory requirement and a commercial imperative. Businesses that clearly explain their charges and value proposition are more likely to build long-term trust, strengthen client relationships, and differentiate themselves in a competitive market.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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