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Headline Issue Diary Date
36ONE Asset Management (Pty) Limited fined R350,000 for section 65 failings – the full Order 67 CompliNEWS 15 Apr 2019
Financial Services Ombud Schemes Act repealed 67 CompliNEWS 15 Apr 2019
Compli-Serve Regulatory Risk Log for April 2019 67 CompliNEWS 15 Apr 2019
FST Decision – EA Fredericks v Pension Funds Adjudicator (PFA) & others 67 CompliNEWS 15 Apr 2019
FST Decision – BSEC Derivative Brokers (Pty) Ltd and others v JSE Limited 67 CompliNEWS 15 Apr 2019
Reminder to financial entities regarding 2017/18 annual B-BBEE reporting to FSTC 67 CompliNEWS 15 Apr 2019
‘Clear’ policy required for B-BBEE funding 67 CompliNEWS 15 Apr 2019
FSCA faces credibility test 67 CompliNEWS 15 Apr 2019
Public entity accounting directive (on GRAP) out for comment 67 CompliNEWS 15 Apr 2019
Queensland financial adviser banned for five years 67 CompliNEWS 15 Apr 2019
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Working Smart

By Lee Rossini

In the current environment, fee transparency is a defining characteristic of a trustworthy and sustainable business. Clients are informed, cautious, and demanding about understanding what they are paying for. Transparency is both a regulatory requirement and a commercial imperative. Businesses that clearly explain their charges and value proposition are more likely to build long-term trust, strengthen client relationships, and differentiate themselves in a competitive market.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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