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Headline Issue Diary Date
Parliament spells out section 25 amendment process 51 CompliNEWS 04 Dec 2018
New FSCA FAIS Notice - Exemption of services under supervision 51 CompliNEWS 04 Dec 2018
Cyber resilience a top concern for FSPs - UK report 51 CompliNEWS 04 Dec 2018
G20 leaders agree on regulating crypto-assets in line with FATF standards 51 CompliNEWS 04 Dec 2018
Deutsche Bank Compliance Chief - five Board Member Offices raided 51 CompliNEWS 04 Dec 2018
Deloitte missed African Bank red flags – Irba 51 CompliNEWS 04 Dec 2018
FST - Jorum Gokora (Applicant) and Old Mutual Life Assurance Company (South Africa) Ltd - Debarment 50 CompliNEWS 26 Nov 2018
On-the-job training 50 CompliNEWS 26 Nov 2018
New FST decision involving Sharemax complaint 50 CompliNEWS 26 Nov 2018
FCA publishes first-ever financial crime stats; 923 000 reports for 2,000 firms 50 CompliNEWS 26 Nov 2018
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Working Smart

By Lee Rossini

In the current environment, fee transparency is a defining characteristic of a trustworthy and sustainable business. Clients are informed, cautious, and demanding about understanding what they are paying for. Transparency is both a regulatory requirement and a commercial imperative. Businesses that clearly explain their charges and value proposition are more likely to build long-term trust, strengthen client relationships, and differentiate themselves in a competitive market.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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