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Headline Issue Diary Date
ASIC bans former director of financial services firm from providing financial services for eight years 49 CompliNEWS 19 Nov 2018
Proposed amendments to the listings requirements of ZAR X for comment 49 CompliNEWS 19 Nov 2018
French bank Société Générale fined US$1.3b for violating US sanctions 49 CompliNEWS 19 Nov 2018
Discussion paper on legal entity identifier 49 CompliNEWS 19 Nov 2018
Discussion paper on short sale reporting and disclosure framework 49 CompliNEWS 19 Nov 2018
Four new fit & proper FAIS Notices published 49 CompliNEWS 19 Nov 2018
Treasury dismisses allegations of ‘major’ NHI concerns 49 CompliNEWS 19 Nov 2018
Being professional 8 CompliNEWS Ethics 14 Nov 2018
Principles of learning 48 CompliNEWS 12 Nov 2018
UK regulation round up for November 2018 48 CompliNEWS 12 Nov 2018
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Working Smart

By Lee Rossini

In the current environment, fee transparency is a defining characteristic of a trustworthy and sustainable business. Clients are informed, cautious, and demanding about understanding what they are paying for. Transparency is both a regulatory requirement and a commercial imperative. Businesses that clearly explain their charges and value proposition are more likely to build long-term trust, strengthen client relationships, and differentiate themselves in a competitive market.

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