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Headline Issue Diary Date
SARB fines HSBC for lax money laundering controls 48 CompliNEWS 12 Nov 2018
FAIS Ombud on short-term bank deposit complaints 48 CompliNEWS 12 Nov 2018
FAIS Ombud changes office details 47 CompliNEWS 05 Nov 2018
Training: functions of a needs analysis 47 CompliNEWS 05 Nov 2018
Citibank fined over $38m by US markets watchdog 47 CompliNEWS 05 Nov 2018
Australia set to toughen standards for managers of financial advisers 47 CompliNEWS 05 Nov 2018
FSCA issues updated FST case schedule 47 CompliNEWS 05 Nov 2018
BA data breach causes much debate and uncertainty; interesting case as SA's POPI Act is close to commencing 47 CompliNEWS 05 Nov 2018
Alleged Ponzi scheme mastermind pleads not guilty 47 CompliNEWS 05 Nov 2018
Former bankers charged in massive graft case 47 CompliNEWS 05 Nov 2018
Working Smart

By Lee Rossini

In the current environment, fee transparency is a defining characteristic of a trustworthy and sustainable business. Clients are informed, cautious, and demanding about understanding what they are paying for. Transparency is both a regulatory requirement and a commercial imperative. Businesses that clearly explain their charges and value proposition are more likely to build long-term trust, strengthen client relationships, and differentiate themselves in a competitive market.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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