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Headline Issue Diary Date
Landmark fine for Qatari-based financial adviser firm 21 CompliNEWS 14 May 2018
Twin Peaks regulatory format 21 CompliNEWS 14 May 2018
Penalty for non-compliance on country-by-country reporting in place according to SARS 21 CompliNEWS 14 May 2018
FIC decommissions current email query address and replaces it with a new online system 21 CompliNEWS 14 May 2018
Chatbot launched for GDPR compliance; aims to assist South African firms 21 CompliNEWS 14 May 2018
Australia to bring in open banking system from July 2019 21 CompliNEWS 14 May 2018
Australian Regulator consults on code of ethics compliance schemes for financial advisers 21 CompliNEWS 14 May 2018
Compliance Institute Southern Africa appoints a new CEO 21 CompliNEWS 14 May 2018
Concerns with the VCC tax initiative 21 CompliNEWS 14 May 2018
SEC in the US charges hedge fund adviser with deceiving investors by Inflating fund performance 21 CompliNEWS 14 May 2018
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Working Smart

By Lee Rossini

Although still in its infancy, the term agentic AI is being heard more frequently. It refers to AI that can act autonomously to achieve goals, make decisions, and adapt to changing environments with minimal human intervention. Unlike traditional AI models that respond only to direct prompts, agentic AI systems are designed with a sense of 'agency': they can plan, execute multi-step tasks, interact with other systems, and learn from outcomes. These systems often combine reasoning, memory, and tool usage, enabling them to operate more like digital collaborators than passive tools.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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