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Headline Issue Diary Date
The Ethics Institute Annual Conference - 21 May 2018 - JHB 4 CompliNEWS Ethics 16 May 2018
Ethics in moral philosophy 4 CompliNEWS Ethics 16 May 2018
Reasons for ethical lapses in the financial services industry 4 CompliNEWS Ethics 16 May 2018
Australia - ASIC consults on code of ethics compliance schemes for financial advisers 4 CompliNEWS Ethics 16 May 2018
SEC in the USA files charges in international manipulation scheme 21 CompliNEWS 14 May 2018
Long-Term Ombudsman increasingly considers culture and customary law when resolving disputes 21 CompliNEWS 14 May 2018
Nedbank insurer the 'worst late responder' - Ombud 21 CompliNEWS 14 May 2018
Landmark fine for Qatari-based financial adviser firm 21 CompliNEWS 14 May 2018
Twin Peaks regulatory format 21 CompliNEWS 14 May 2018
Penalty for non-compliance on country-by-country reporting in place according to SARS 21 CompliNEWS 14 May 2018
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Working Smart

By Lee Rossini

In the current environment, fee transparency is a defining characteristic of a trustworthy and sustainable business. Clients are informed, cautious, and demanding about understanding what they are paying for. Transparency is both a regulatory requirement and a commercial imperative. Businesses that clearly explain their charges and value proposition are more likely to build long-term trust, strengthen client relationships, and differentiate themselves in a competitive market.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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