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Headline Issue Diary Date
The make-believe world of employment equity… 17 CompliNEWS 04 May 2018
What has compliance got to do with culture? 17 CompliNEWS 04 May 2018
CompliNEWS Guidance Note - The Conduct Risk Imperative 17 CompliNEWS 04 May 2018
IRBA set to name and shame auditors 17 CompliNEWS 04 May 2018
FAIS Fit and Proper Requirements Quick Tip 6 of 2018 - financial soundness 17 CompliNEWS 04 May 2018
When facts become advice 17 CompliNEWS 04 May 2018
Australian Regulator permanently bans former authorised representative Michael Taylor from providing financial services 17 CompliNEWS 04 May 2018
SEC shuts down $85 million Ponzi Scheme and obtains asset freeze 17 CompliNEWS 04 May 2018
Motor -vehicle claims top complaints list to the ST Ombudsman 17 CompliNEWS 04 May 2018
Brits may like crypto-assets but advisers 'avoid like the plague' 17 CompliNEWS 04 May 2018
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Working Smart

By Lee Rossini

In the current environment, fee transparency is a defining characteristic of a trustworthy and sustainable business. Clients are informed, cautious, and demanding about understanding what they are paying for. Transparency is both a regulatory requirement and a commercial imperative. Businesses that clearly explain their charges and value proposition are more likely to build long-term trust, strengthen client relationships, and differentiate themselves in a competitive market.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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