Close This website uses modern features that are not supported by your browser. Click here for more information.
Please upgrade to a modern browser to view this website properly. Google Chrome Mozilla Firefox Opera Safari
Financial Services Intelligence Watch
Sub Menu
Search

Stories

Search

Filter
Filter
Filter
Filter
Headline Issue Diary Date
NJK Boerdery v Safire Insurance Company (parol evidence rule) 335 CompliNEWS 19 Aug 2024
FIC Act Appeal Board ruling underscores critical compliance obligations – Fine against Capital Point Properties upheld 335 CompliNEWS 19 Aug 2024
Raees Ally v First National Bank (FNB Commercial Financial Advisory) – Adviser implemented a financial deal for a client that differed materially from firm policy 335 CompliNEWS 19 Aug 2024
South Africa's grey list exit likely to be delayed amidst compliance challenges and regulatory reforms 335 CompliNEWS 19 Aug 2024
LE Masimong v Discovery Life Ltd (debarment) 335 CompliNEWS 19 Aug 2024
Setting up and running a podcast 335 CompliNEWS 19 Aug 2024
US regulator slaps OTC Link LLC with $1.19m fine for AML failures: Why banks should reconsider dual roles for chief compliance officers 335 CompliNEWS 19 Aug 2024
US SEC announces settled charges against Equiniti Trust Company LLC for cybersecurity failures 335 CompliNEWS 19 Aug 2024
Build your compliance brand: Daily insights on 'compliance tip of the day' podcast 335 CompliNEWS 19 Aug 2024
US financial regulators to impose stricter reporting rules on cryptocurrencies 335 CompliNEWS 19 Aug 2024
Working Smart

Insider fraud hit 83% of organisations in 2024, according to Sumsub’s latest What the Fraud? podcast, with 20% of affected firms spending up to $2 million on recovery. But financial loss is just the tip of the iceberg – reputational damage, regulatory exposure, and internal morale are at risk too.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

We use cookies to give you a personalised experience that suits your online behaviour on our websites. Otherwise, you may click here to learn more, or learn how to block or disable cookies. Disabling cookies might cause you to experience difficulties on our website as some functionality relies on cookie information. You can change your mind at any time by visiting “Cookie Preferences”. Any personal data about you will be used as described in our Privacy Policy.