Stories
| Headline | Issue | Diary | Date |
|---|---|---|---|
| Warning against unauthorised investment offers by Felicitie Jacobs | 349 | CompliNEWS | 22 Nov 2024 |
| Moagi v Clientele: Sales agent induced unemployed customer to buy a product that she could not afford | 349 | CompliNEWS | 22 Nov 2024 |
| Strategic planning tools | 349 | CompliNEWS | 22 Nov 2024 |
| FSCA issues caution regarding Grant Julius Funeral Directors | 349 | CompliNEWS | 22 Nov 2024 |
| Public warned about Finworth Funeral Insurance | 349 | CompliNEWS | 22 Nov 2024 |
| Unauthorised funeral insurance by Magoda Funeral Parlour | 349 | CompliNEWS | 22 Nov 2024 |
| FSCA debars Ms Sarsha-Lee Frank for five years | 349 | CompliNEWS | 22 Nov 2024 |
| Regulatory crackdown: FSCA imposes penalty of R1m and debarment (15 years) on Mr Mareo Nel | 349 | CompliNEWS | 22 Nov 2024 |
| UK's FCA branded ‘opaque, unaccountable and incompetent’ by MPs | 349 | CompliNEWS | 22 Nov 2024 |
| US SEC reports record financial remedies despite decline in enforcement actions in FY 2024 | 349 | CompliNEWS | 22 Nov 2024 |