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Headline Issue Diary Date
CIPC requires beneficial ownership declarations by 21January 2025 355 CompliNEWS 17 Jan 2025
Cybersecurity and cyber resilience: A call to action for Category 2 and 2A Financial Services Providers 355 CompliNEWS 17 Jan 2025
New research highlights AML compliance struggles as businesses grapple with rising costs and complexity 355 CompliNEWS 17 Jan 2025
MiCA’s looming deadline: Europe’s crypto market faces a critical test 355 CompliNEWS 17 Jan 2025
A new dawn for crypto regulation under the Trump administration 355 CompliNEWS 17 Jan 2025
'Caught in the crossfire': Sanlam clients face uncertainty amid ASIC licensing probe in Australia 355 CompliNEWS 17 Jan 2025
US' SEC charges Arete Wealth firms' chief compliance officer and representatives for fraud and compliance failures related to illegal securities offering 355 CompliNEWS 17 Jan 2025
UK's FCA fines Arian Financial LLP £288 962,53 for serious AML failures and links to fraudulent cum-ex trading 355 CompliNEWS 17 Jan 2025
FSCA targets employers failing to pay R5bn in pension fund contributions 355 CompliNEWS 17 Jan 2025
Net zero initiative suspends operations after BlackRock exit 355 CompliNEWS 17 Jan 2025
Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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