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Headline Issue Diary Date
Succession planning in financial advisory practices 354 CompliNEWS 09 Jan 2025
UK regulator issues update on 'polluter pays' rules, urging firms to address redress liabilities and ensure compliance 354 CompliNEWS 09 Jan 2025
Book review 354 CompliNEWS 09 Jan 2025
Hungarian central bank penalises Hungary’s top banks for AML/CTF shortcoming 354 CompliNEWS 09 Jan 2025
Cryptoasset staking excluded from the UK fund compliance regime 354 CompliNEWS 09 Jan 2025
Robinhood settles with SEC for $45m amid compliance failures and regulatory challenges 354 CompliNEWS 09 Jan 2025
Legal sector BEE code under fire in landmark challenge 354 CompliNEWS 09 Jan 2025
Backdating practices in tax and business compliance explored 354 CompliNEWS 09 Jan 2025
Refine Popia to balance privacy versus public interest 354 CompliNEWS 09 Jan 2025
Employers in the dark about sectoral equity targets 354 CompliNEWS 09 Jan 2025
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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