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Headline Issue Diary Date
Public warned about Finworth Funeral Insurance 349 CompliNEWS 22 Nov 2024
Unauthorised funeral insurance by Magoda Funeral Parlour 349 CompliNEWS 22 Nov 2024
FSCA debars Ms Sarsha-Lee Frank for five years 349 CompliNEWS 22 Nov 2024
Regulatory crackdown: FSCA imposes penalty of R1m and debarment (15 years) on Mr Mareo Nel 349 CompliNEWS 22 Nov 2024
UK's FCA branded ‘opaque, unaccountable and incompetent’ by MPs 349 CompliNEWS 22 Nov 2024
US SEC reports record financial remedies despite decline in enforcement actions in FY 2024 349 CompliNEWS 22 Nov 2024
UK regulator urges life insurers to settle claims faster and improve customer experience metrics 349 CompliNEWS 22 Nov 2024
Barclays fined £40m for failure to disclose Qatari arrangements in 2008 349 CompliNEWS 22 Nov 2024
Who will exit the FATF grey list first: South Africa or Nigeria? 349 CompliNEWS 22 Nov 2024
Nigeria secures key FATF upgrades, moves 'closer' to exiting grey list 349 CompliNEWS 22 Nov 2024
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

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Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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