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Headline Issue Diary Date
Overview of the Financial Services Tribunal Consolidated Rules (issued 27 September 2024) 341 CompliNEWS 29 Sep 2024
Tribunal dismisses reconsideration application by Michiel Goosens Coetzee over pension fund benefit distribution delay 341 CompliNEWS 29 Sep 2024
Tribunal dismisses reconsideration application of Saminathan Naidoo following debarment for fraudulent financial advice and misuse of client funds 341 CompliNEWS 29 Sep 2024
Tribunal sets aside penalties for Aven (Africa) Ltd and SA Jockey Association Provident Funds for reconsideration 341 CompliNEWS 29 Sep 2024
Tribunal dismisses reconsideration application in Clicks Provident Fund case 341 CompliNEWS 29 Sep 2024
FSCA publishes second Integrated Report highlighting strong regulatory performance and increased penalties 341 CompliNEWS 29 Sep 2024
FSCA imposes R1.1m administrative sanction on Mika Finansiele Dienste (Pty) Ltd (FSP 2046) due to significant FICA compliance failures 341 CompliNEWS 29 Sep 2024
BHI Ponzi: Michael Haldane debarred for 30 years by FSCA 341 CompliNEWS 29 Sep 2024
It's not about ESG: Why investment outcomes matter more than a label – Forbes 341 CompliNEWS 29 Sep 2024
Ireland's Data Protection Commission fines Meta €91m for improper password storage 341 CompliNEWS 29 Sep 2024
Working Smart

By Lee Rossini

After a challenging year for many, 2025 is drawing to a close. Many shifts were felt in the financial services sector as it is being reshaped by technological disruption, regulatory change, economic uncertainty, and evolving client expectations. Businesses that don’t adapt risk losing clients, falling behind their competitors, or falling foul of regulation. Below are key challenges confronting the sector, and how business owners can proactively prepare for a successful 2026.

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