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Headline Issue Diary Date
C Nel and the Office of the FAIS Ombud and Barton Insurance Brokers (broker negligence in conveying tracker requirement) 347 CompliNEWS 11 Nov 2024
FSCA and Prudential Authority set new standards for insurer cybersecurity and outsourcing compliance 347 CompliNEWS 11 Nov 2024
Technology to augment, not replace, financial advisers 347 CompliNEWS 11 Nov 2024
German and Cypriot authorities dismantle €10m (R188.5m) fake investment scam targeting German investors 347 CompliNEWS 11 Nov 2024
£16m (R363 520 000) fine for Metro Bank as FCA uncovers years of AML monitoring failures 347 CompliNEWS 11 Nov 2024
FSCA update on the licence of Banxso (Pty) Ltd 347 CompliNEWS 11 Nov 2024
FSCA signals possible revival of auto-enrolment for retirement savings in South Africa 347 CompliNEWS 11 Nov 2024
Auto & General's Knysna fire ad cleared by Advertising Regulatory Board 347 CompliNEWS 11 Nov 2024
Basel III regulations shape the future of non-bank financial institutions and fintech in South Africa 347 CompliNEWS 11 Nov 2024
Former SAA director Yakhe Kwinana fails to settle R6.7m Saica fine 19 months on 347 CompliNEWS 11 Nov 2024
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Working Smart

By Lee Rossini

Although it is possible to manage with out-of-date software, sometimes upgrading software is an imperative. Regulatory scrutiny, data sensitivity, cybersecurity risks and operational continuity all demand a structured and disciplined approach. This can be a high-stakes project and success depends on aligning technology decisions with strategic, compliance and operational goals. Here are some guidelines to ensure success.

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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