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Headline Issue Diary Date
Cryptocurrency exchange facilitated over $9B in transactions; defendant linked to over $100M in criminal losses 320 CompliNEWS 03 May 2024
JP Morgan Securities Australia Limited (JPMSAL) faces £775 000 fine for permitting suspicious client orders 320 CompliNEWS 03 May 2024
South Africa navigates greylisting challenge 320 CompliNEWS 03 May 2024
Appeal for a jailed compliance officer in Nigeria 320 CompliNEWS 03 May 2024
London Capital & Finance auditors PWC and EY fined over £4m each for ‘serious breaches’ 320 CompliNEWS 03 May 2024
Treasury forecasts lengthy timeline for NHI implementation 320 CompliNEWS 03 May 2024
NCOP to vote on the Public Procurement Bill today – flags 'late' objection thereto 320 CompliNEWS 03 May 2024
The importance of an organogram 320 CompliNEWS 03 May 2024
Consumer Duty Alliance in UK releases guide to assist advisers ahead of key July deadline 320 CompliNEWS 03 May 2024
Former Shard Capital Partners boss fined £120 000 and banned by UK's FCA 320 CompliNEWS 03 May 2024
Working Smart

By Lee Rossini

Although AI does offer benefits in terms of efficiency, accuracy, cost reduction and scalability, integrating the tools into a business requires more than just adopting the latest technology. To make the most of AI, a well-thought-out strategy that aligns with business goals, adheres to regulatory requirements, and manages risks is very necessary. An AI strategy should consider the following:

CPD

Subscribers are reminded that they can complete monthly CPD quizzes and claim CPD hours before the 31 May 2025 deadline. View the CPD FAQs for more on accessing the CPD quizzes.

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